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AV

Alexander W. Vuksich

VESTRA ADVISORS
MIAMI, FL 33126
Some features on this profile are disabled
CRD#: 5683995
AV

Professional summary


Alexander Ward Vuksich, who also goes by Alexander W Vuksich, Alexander Vuksich, Otso Vuksich, is a registered financial professional currently at VESTRA ADVISORS, LLC located in Miami, Florida.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2010. Alexander has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alexander W Vuksich | Alexander Vuksich | Otso Vuksich

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexander Ward Vuksich's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 27, 2024 - Present

VESTRA ADVISORS, LLC

Office #1: 5201 E. Blue Lagoon Drive 8th Floor, Miami, FL 33126Office #2: One World Trade Center 85th Floor, New York, NY, 10007
BD
CRD#: 327907
MIAMI, FL
Past

February 13, 2015 - July 11, 2023

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

February 9, 2015 - July 11, 2023

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 20, 2010 - December 22, 2014

HENNION & WALSH ASSET MANAGEMENT, INC.

RIA
CRD#: 126236
PARSIPPANY, NJ
Past

August 19, 2010 - December 22, 2014

HENNION & WALSH, INC.

BD
CRD#: 25766
PARSIPPANY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/13/2024)
RR
California
(3/13/2024)
RR
Colorado
(4/25/2024)
RR
Florida
(4/25/2024)
RR
Georgia
(3/13/2024)
RR
New York
(3/13/2024)
RR
Ohio
(5/16/2024)
RR
Texas
(3/13/2024)
RR
Virginia
(3/13/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/2/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/24/2024
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


VA
VESTRA ADVISORS, LLC
VESTRA ADVISORS, LLC

CRD#: 327907 / SEC#: , 8-71140

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
5201 E. Blue Lagoon Drive 8th Floor, Miami, FL 33126
Mailing Address
5201 E. Blue Lagoon Drive 8th Floor, Miami, FL 33126
Phone number
(917) 747-0580
Established
Delaware since 05/09/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VESTRA ADVISORS HOLDING COMPANY, LLCPARENT COMPANY
KUHN, BRYAN PATRICKPARTNER5938486
MORIARTY, RICHARD LOUISMANAGING PARTNER2154415
PORTWOOD, WILLIAM BOYCECCO/POO/PFO4853700
PRAMOD, TARUNPARTNER6501967
VUKSICH, ALEXANDER WARDPARTNER5683995

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VESTRA ADVISORS, LLC

CRD#: 327907Miami, FL 33126

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