Nicholas Alexander Watson
Professional Summary
Nicholas Alexander Watson is a registered financial advisor currently at FNC SECURITIES, LLC located in Grand Forks, North Dakota. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2010. Nicholas has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
FNC AG STOCK, LLC | FNC SECURITIES, LLC
Contact Information
Main Address
4050 Garden View Drive Suite 103, Grand Forks, ND 58201Mailing Address
4050 Garden View Drive Suite 103, Grand Forks, ND 58201Phone Number
(701) 780-2828Established
Delaware since 08/13/2012Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/7/2018)
(12/7/2018)
(12/7/2018)
(12/7/2018)
(12/3/2013)
(11/6/2013)
(10/14/2013)
(12/7/2018)
(12/7/2018)
(12/7/2018)
(12/7/2018)
(10/14/2013)
(12/7/2018)
(12/7/2018)
(12/7/2018)
(12/7/2018)
(8/14/2013)
(8/28/2013)
(12/7/2018)
(12/7/2018)
(8/23/2013)
(12/7/2018)
(8/29/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Nov 2021About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Nov 2010Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2018About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicholas Alexander Watson's CRS (Customer Relationship Summary).
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