Paul A. Simmons
Professional summary
Paul A Simmons, who also goes by Paul Alexander Simmons, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2009. Paul has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul A Simmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 2, 2014 - April 21, 2022
NYLIFE DISTRIBUTORS LLC
October 26, 2011 - September 30, 2014
M HOLDINGS SECURITIES, INC.
July 21, 2009 - September 26, 2011
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2025)
(6/9/2022)
(9/26/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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