GP
Glad M. Perez
AURORA PRIVATE WEALTH
Leland, NC
Some features on this profile are disabled
CRD#: 5682964
GP
Professional summary
Glad M Perez, who also goes by Gladys Perez, Gladys P. Varnavas, is a registered financial advisor currently at AURORA PRIVATE WEALTH, INC. located in Leland, North Carolina and APW CAPITAL, INC. located in Basking Ridge, New Jersey.
Glad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Glad has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gladys Perez | Gladys P. Varnavas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Glad Reiki Healing, LLC - Not Investment Related - Other-Business Owner - 1% of time spent - Therapeutic Touch.
(2) d/b/a Indigo Wealth Management - Investment Related - Basking Ridge, NJ - Registered Investment Advisor; 160 HR/MO all during SECS trading hours - Offer Investment Advice & Financial Plans for a hourly or fixed fee.
(3) Highland Capital Brokerage-Not investment related-2002 Renaissance Blvd, Suite 220, King of Prussia, PA 19406-Non-variable insurance-both group & individual-Licensed agent-6/2016-10 hrs/mth- during trading hrs-Sells insurance (includes life, disability, long term care, fixed annuities, etc.) Highland capital is the brokerage agency.
(4)NRT Referral Network, Inc-Not investment related-175 Park Ave, Madison, NJ 07940-Real Estate Services-Real Estate Referral Services-Real Estate Referral Associate-7/14/2016-1 hr/mth-1 during trading hrs.
(5) Independent Insurance Agent; Basking Ridge, NJ; not investment related; Nature of business: Insurance Agency; Title: Licensed Insurance Agent; Duties: sales of fixed insurance products, life, disability, fixed annuities; Time spent: 10hrs/mo.
(6) BNI Referral Pros; Bridgewater, NJ; not investment related; Nature of business: Networking and Referral Group; Title: Financial Advisor Seat and Director Consultant; Duties: attend weekly meetings; networking. as director consultant - provide coaching and mentoring; Time spent: 8hrs/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Glad M Perez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2019 - Present
AURORA PRIVATE WEALTH, INC.
RIA
CRD#: 281604
Leland, NC
Current
January 2, 2019 - Present
APW CAPITAL, INC.
BD
CRD#: 43814
Basking Ridge, NJ
Past
May 2, 2016 - November 5, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Basking Ridge, NJ
Past
April 17, 2015 - December 31, 2018
INSIGHT PRIVATE ADVISORS, LLC
RIA
CRD#: 169017
BASKING RIDGE, NJ
Past
October 25, 2010 - March 4, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
BASKING RIDGE, NJ
Past
October 5, 2009 - May 2, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
BASKING RIDGE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/23/2023)
RR
New Jersey(1/2/2019)
IAR
New Jersey(1/3/2019)
RR
North Carolina(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Enterprise Drive Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
