ME
Mary M. Ellington
CETERA INVESTMENT ADVISERS LLC
LAFAYETTE, LA, US, LA 70508
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CRD#: 5682100
ME
Professional summary
Mary Mayeux Ellington, who also goes by Mary Margaret Mayeux, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lafayette, La, Us, Louisiana and CETERA WEALTH SERVICES, LLC located in Lafayette, Louisiana.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Mary has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Margaret Mayeux
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KOLDER, SLAVEN, & CO. POSITION: Wealth Mgmt Assistant with KCS Wealth Advisors, LLC NATURE: Wealth Management Assistant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/19/2012 ADDRESS: 183 South Beadle Road, Lafayette LA 70508, United States DESCRIPTION: Wealth Management Assistant 2) KCS WEALTH ADVISORS, LLC DBA KORE FINANCIAL GROUP POSITION: Wealth Management Assistant NATURE: Wealth Management Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/22/2023 ADDRESS: 185 South Beadle Road, Building 2, Lafayette LA 70508, United States DESCRIPTION: I assist the financial advisors. 3) KCS WEALTH ADVISORS, LLC (FORMERLY KCSC FINANCIAL SERVICES, LLC); REGISTERED ADMINISTRATIVE ASSISTANT; FINANCIAL SERVICES; IR; 160; 11/19/2012; Bldg 2 Lafayette LA ; Assistant to Advisors
CRS (Client Relationship Summary) - RIA
Click below to view Mary Mayeux Ellington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 185 South Beadle Road Building 2, Lafayette, La, Us, LA 70508RIA
CRD#: 105644
LAFAYETTE, LA, US, LA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 185 South Beadle Road Building 2, Lafayette, LA 70508BD
CRD#: 13572
LAFAYETTE, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LAFAYETTE, LA, US, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LAFAYETTE, LA
Past
January 9, 2013 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
LAFAYETTE, LA
Past
January 9, 2013 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
LAFAYETTE, LA
Past
June 15, 2011 - November 30, 2012
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
LAFAYETTE, LA
Past
March 2, 2011 - November 30, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(9/5/2025)
IAR
Louisiana(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lafayette, La, Us, LA 70508TRUST BUT VERIFY
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