Samuel K. Swenson
RANGE ADVISORY
New York, NY 10017
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CRD#: 5681293
Professional summary
Samuel Kessler Swenson, CFP®, who also goes by Samuel Swenson, is a registered financial advisor currently at RANGE ADVISORY, LLC located in New York, New York.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Samuel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
In my free time, I enjoy running, biking, golf, piano, and saxophone, as well as reading philosophy and learning about aviation. I also love spending quality time with my wife, daughter, and dog.
Question & Answer
What are your service offerings?
Investment Planning
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Financial Psychology/Coaching
Fixed Fee (Subscription, Retai...
Hourly
Investment Advice without Ongo...
Millennials
Retirement Planning & Distribu...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Samuel Swenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SKS Advisory Services; Yes, the business is investment related. However there is no investment management or trading involved, accounting and light financial planning only. The address of the business is 70 East 96th Street #3D, New York, NY 10128 (home office) or 157 East 86th Street #408, New York, NY 10028 (satellite office). The nature of the business is Accounting and Financial planning, Samuel is the Sole Proprietor/Freelancer. The business started on 5/1/2019, Samuel devotes approximately 10 hours per month to the business, and 5 hours per month during securities trading hours. Duties relating to the business involve preparing and filing tax returns, and provide light financial and tax planning guidance as needed.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Kessler Swenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 11, 2023 - Present
RANGE ADVISORY, LLC
Office #1: 369 Lexington Ave 9th Floor, New York, NY 10017RIA
CRD#: 321969
New York, NY
Past
July 6, 2021 - September 20, 2023
CGN ADVISORS, LLC
RIA
CRD#: 159359
New York, NY
Past
February 18, 2016 - January 9, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEW YORK, NY
Past
February 18, 2016 - January 9, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEW YORK, NY
Past
September 2, 2015 - March 8, 2016
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
NEW YORK, NY
Past
August 20, 2015 - March 8, 2016
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RANGE ADVISORY, LLC
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC
CRD#: 321969 / SEC#: 801-125927
RIA
Registered Investment Advisory firm - (6/23/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(9/11/2023)
IAR
Pennsylvania(9/11/2023)
IAR
Texas(9/11/2023)
IAR
Virginia(9/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RA
RANGE ADVISORY, LLC
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC
CRD#: 321969 / SEC#: 801-125927
RIA
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Contact information
Main Address
8270 Greensboro Drive Suite 910, Mclean, VA 22102
Mailing Address
440 Monticello Ave Ste 1802 Pmb 32321, Norfolk, VA 23510-2670
Phone number
(703) 261-4126
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 268,976,800 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
