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Samuel Kessler Swenson

Samuel K. Swenson

RANGE ADVISORY
New York, NY 10017
Some features on this profile are disabled
CRD#: 5681293
Samuel Kessler Swenson

Professional summary

Samuel Kessler Swenson, CFP®, who also goes by Samuel Swenson, is a registered financial advisor currently at RANGE ADVISORY, LLC located in New York, New York.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Samuel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Core Areas of Focus

Financial Psychology/Coaching
Fixed Fee (Subscription
Retainer
etc.)
Hourly
Investment Advice without Ongoing Management
Millennials
Retirement Planning & Distribution Rules

Biography

In my free time, I enjoy running, biking, golf, piano, and saxophone, as well as reading philosophy and learning about aviation. I also love spending quality time with my wife, daughter, and dog.

Question & Answer

What are your service offerings?
Investment Planning
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Samuel Swenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Kessler Swenson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

September 11, 2023 - Present

RANGE ADVISORY, LLC

Office #1: 369 Lexington Ave 9th Floor, New York, NY 10017
RIA
CRD#: 321969
New York, NY
Past

July 6, 2021 - September 20, 2023

CGN ADVISORS, LLC

RIA
CRD#: 159359
New York, NY
Past

February 18, 2016 - January 9, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NEW YORK, NY
Past

February 18, 2016 - January 9, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NEW YORK, NY
Past

September 2, 2015 - March 8, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
NEW YORK, NY
Past

August 20, 2015 - March 8, 2016

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RANGE ADVISORY, LLC
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC

CRD#: 321969 / SEC#: 801-125927

RIA
Registered Investment Advisory firm - (6/23/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(9/11/2023)
IAR
Pennsylvania
(9/11/2023)
IAR
Texas
(9/11/2023)
IAR
Virginia
(9/11/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/31/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/2015
General Securities Representative Examination

Current Firm

RA
RANGE ADVISORY, LLC
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC

CRD#: 321969 / SEC#: 801-125927

RIA
Registered Investment Advisory firm - (6/23/2022 Approved)
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Contact information

Main Address
8270 Greensboro Drive Suite 910, Mclean, VA 22102
Mailing Address
440 Monticello Ave Ste 1802 Pmb 32321, Norfolk, VA 23510-2670
Phone number
(703) 261-4126
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RANGE ADVISORY ADV BROCHURE AUGUST 2025 (8/5/2025)

Regulatory assets under management

Total Number of Accounts1,236
AUM (Assets Under Management)$ 268,976,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RANGE ADVISORY, LLC

CRD#: 321969New York, NY 10017

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Contact information

(xxx) xxx-xxxx

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