Samuel Kessler Swenson
CFP®Professional Summary
Samuel Kessler Swenson, CFP®, who also goes by Samuel Swenson, is a registered financial advisor currently at RANGE ADVISORY, LLC located in New York, New York. Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Samuel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Management
- Tax Planning
- Retirement Planning
- Financial Planning
Specializations
Biography
In my free time, I enjoy running, biking, golf, piano, and saxophone, as well as reading philosophy and learning about aviation. I also love spending quality time with my wife, daughter, and dog.
Other Aliases
Samuel Swenson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC
Contact Information
Main Address
8270 Greensboro Drive Suite 700, Mclean, VA 22102Mailing Address
440 Monticello Ave Ste 1802 Pmb 32321, Norfolk, VA 23510-2670Phone Number
(703) 261-4126# of Employees
38SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,205AUM (Assets Under Management)
$1,388,737,633Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC
State Registrations and Notice Filings
(9/11/2023)
(9/11/2023)
(9/11/2023)
(9/11/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Samuel Kessler Swenson's CRS (Customer Relationship Summary).
Services Offered by Samuel
- Investment Management
- Tax Planning
- Retirement Planning
- Financial Planning
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