DK
Donald G. Kemp
CETERA INVESTMENT ADVISERS LLC
DACULA, GA
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CRD#: 5681216
DK
Professional summary
Donald Glyn Kemp, who also goes by Kemp Glyn Donald, Don Glyn Donald, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dacula, Georgia and CETERA WEALTH SERVICES, LLC located in Dacula, Georgia.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Donald has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kemp Glyn Donald | Don Glyn Donald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: DONALD KEMP
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: INSURANCE
START DATE:
APX NUMBER OF HOURS PER WEEK: 2-3
APX NUMBER OF HOURS DURING TRADING HOURS:2-3
BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE AGENT, LIFE, DISABILITY, HEALTH, P&C
2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 03/2016
APX NUMBER OF HOURS PER WEEK: VARIES
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE.
3. NAME OF OTHER BUSINESS: DON KEMP AGENCY DBA COMMUNITY RISK ADVISORS;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED;
NATURE OF BUSINESS: INSURANCE SERVICES;
START DATE: 10/01/2016;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
APX NUMBER OF HOURS PER WEEK: 10 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: PROSPECT DEVELOPMENT, CLIENT ACQUISITION, AND RETENTION.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Glyn Kemp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DACULA, GA
Current
March 17, 2016 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DACULA, GA
Past
March 18, 2016 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 2, 2015 - March 4, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ATLANTA, GA
Past
January 2, 2015 - March 4, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ATLANTA, GA
Past
April 9, 2013 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ATLANTA, GA
Past
April 9, 2013 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
ATLANTA, GA
Past
October 24, 2011 - April 16, 2013
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
JOHNS CREEK, GA
Past
September 22, 2011 - April 16, 2013
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
JOHNS CREEK, GA
Past
July 10, 2009 - June 30, 2010
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
SUWANEE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2020)
RR
Colorado(10/4/2024)
RR
Connecticut(1/2/2025)
RR
District of Columbia(10/4/2024)
RR
Florida(3/21/2016)
RR
Georgia(3/18/2016)
IAR
Georgia(3/20/2023)
RR
Iowa(4/3/2025)
RR
Louisiana(10/4/2024)
RR
Maryland(1/2/2025)
RR
Massachusetts(10/4/2024)
RR
New York(1/2/2025)
RR
North Carolina(7/1/2022)
RR
Tennessee(7/26/2023)
RR
Virginia(3/17/2022)
RR
Washington(10/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
