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ML

Matthew L. Logan

WELLINGTON FUNDS DISTRIBUTORS
New York, NY 10003
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CRD#: 5679794
ML
Matthew Lawrence LoganWELLINGTON FUNDS DISTRIBUTORS

Professional summary

Matthew Lawrence Logan, who also goes by Matthew L Logan, is a registered financial professional currently at WELLINGTON FUNDS DISTRIBUTORS INC. located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

Matthew L Logan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

0

CRS (Client Relationship Summary) - BD

Click below to view Matthew Lawrence Logan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2026 - Present

WELLINGTON FUNDS DISTRIBUTORS INC.

Office #1: 799 Broadway, New York, NY 10003
BD
CRD#: 152768
New York, NY
Past

April 13, 2017 - February 7, 2024

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

September 5, 2014 - February 14, 2017

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEW YORK, NY
Past

August 13, 2012 - August 28, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

August 3, 2012 - August 28, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 1, 2011 - June 20, 2012

EMPIRE ASSET MANAGEMENT COMPANY

BD
CRD#: 143007
NEW YORK, NY
Past

November 12, 2010 - September 2, 2011

HFP CAPITAL MARKETS LLC

BD
CRD#: 44351
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/29/2026)
RR
Alaska
(1/29/2026)
RR
Arizona
(1/29/2026)
RR
Arkansas
(1/29/2026)
RR
California
(1/29/2026)
RR
Colorado
(1/29/2026)
RR
Connecticut
(1/29/2026)
RR
Delaware
(1/29/2026)
RR
District of Columbia
(1/29/2026)
RR
Florida
(1/29/2026)
RR
Georgia
(1/29/2026)
RR
Hawaii
(1/29/2026)
RR
Idaho
(1/29/2026)
RR
Illinois
(1/29/2026)
RR
Indiana
(1/29/2026)
RR
Iowa
(1/29/2026)
RR
Kansas
(1/29/2026)
RR
Kentucky
(1/29/2026)
RR
Louisiana
(1/29/2026)
RR
Maine
(1/29/2026)
RR
Maryland
(1/29/2026)
RR
Massachusetts
(1/29/2026)
RR
Michigan
(1/29/2026)
RR
Minnesota
(1/29/2026)
RR
Mississippi
(1/29/2026)
RR
Missouri
(1/29/2026)
RR
Montana
(1/29/2026)
RR
Nebraska
(1/29/2026)
RR
Nevada
(1/29/2026)
RR
New Hampshire
(1/29/2026)
RR
New Jersey
(1/29/2026)
RR
New Mexico
(1/29/2026)
RR
New York
(1/29/2026)
RR
North Carolina
(1/29/2026)
RR
North Dakota
(1/29/2026)
RR
Ohio
(1/30/2026)
RR
Oklahoma
(1/29/2026)
RR
Oregon
(1/29/2026)
RR
Pennsylvania
(1/29/2026)
RR
Rhode Island
(1/29/2026)
RR
South Carolina
(1/29/2026)
RR
South Dakota
(1/29/2026)
RR
Tennessee
(1/29/2026)
RR
Texas
(1/29/2026)
RR
Utah
(1/29/2026)
RR
Vermont
(1/29/2026)
RR
Virginia
(1/29/2026)
RR
Washington
(1/29/2026)
RR
West Virginia
(1/29/2026)
RR
Wisconsin
(1/29/2026)
RR
Wyoming
(1/29/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/9/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WELLINGTON FUNDS DISTRIBUTORS INC.
WELLINGTON FUNDS DISTRIBUTORS INC. | WELLINGTON MANAGEMENT ADVISERS, INC

CRD#: 152768 / SEC#: , 8-68476

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
280 Congress Street, Boston, MA 02210
Mailing Address
280 Congress Street, Boston, MA 02210
Phone number
(617) 951-5000
Established
Delaware since 10/29/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WELLINGTON MANAGEMENT FUNDS HOLDINGS LLPHOLDING COMPANY
COYNE, LAURA ANN ESQ.DIRECTOR7053320
GEORGE, JEFFREY BRIANDIRECTOR8180600
KOPEC, CHRISTINADIRECTOR5929352
MACKENZIE, BRENDAN MICHAELDIRECTOR5051963
MARTIN, SARA ANNCHIEF LEGAL OFFICER7469775
MILLEN, SARAH MACKTEZCHIEF FINANCIAL OFFICER7116565
SHANNON, MARY KEHOEPRESIDENT6439388
SHANNON, MARY KEHOEDIRECTOR6439388
WILLIAMS, ASHLEY LEIGHCHIEF COMPLIANCE OFFICER5498874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLINGTON FUNDS DISTRIBUTORS INC.

CRD#: 152768New York, NY 10003

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