Kimberly H. Day

CHRISTOPHER WEIL & COMPANY

San Diego, CA 92130

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CRD#: 5678952

Professional summary

Kimberly Higgins Day, CFP®, who also goes by Kimberly Rae Higgins, Kimberly R Higgins, Kimberly R. Higgins, Kimberly Higgins, is a registered financial advisor currently at CHRISTOPHER WEIL & COMPANY, INC. located in San Diego, California.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kimberly has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberly Rae Higgins | Kimberly R Higgins | Kimberly R. Higgins | Kimberly Higgins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Higgins Day's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 13, 2023 - Present

CHRISTOPHER WEIL & COMPANY, INC.

Office #1: 11236 El Camino Real Suite 200, San Diego, CA 92130

RIA

CRD#: 22090

San Diego, CA

Past

September 1, 2023 - September 5, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

San Diego, CA

Past

May 19, 2020 - September 1, 2023

TD AMERITRADE, INC.

CRD#: 7870

SAN DIEGO, CA

Past

May 8, 2018 - April 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN DIEGO, CA

Past

May 8, 2018 - April 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN DIEGO, CA

Past

May 28, 2014 - March 19, 2018

HIGGINS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 39985

LA JOLLA, CA

Past

June 17, 2013 - March 19, 2018

HIGGINS CAPITAL MANAGEMENT, INC.

CRD#: 39985

LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHRISTOPHER WEIL & COMPANY, INC.

CHRISTOPHER WEIL & CO INC | THE WEIL COMPANY | ELL-CAP SECURITIES, INC | CHRISTOPHER WEIL & COMPANY, INC.

CRD#: 22090 / SEC#: 801-42757, 8-39523

RIA

Registered Investment Advisory firm - SEC (11/25/1992 Approved)

Terminated by SEC on 11/29/2015

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 3/1/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2013

General Securities Principal Examination

Current Firm

CHRISTOPHER WEIL & COMPANY, INC.

CHRISTOPHER WEIL & CO INC | THE WEIL COMPANY | ELL-CAP SECURITIES, INC | CHRISTOPHER WEIL & COMPANY, INC.

CRD#: 22090 / SEC#: 801-42757, 8-39523

RIA

Registered Investment Advisory firm - SEC (11/25/1992 Approved)

Terminated by SEC on 11/29/2015

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Contact information

Main Address

11236 El Camino Real Suite 200, San Diego, CA 92130

Mailing Address

Phone number

(858) 724-6040

Established

California since 03/04/1988

Firm type

Corporation

Fiscal year end

September

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (BROCHURE) (5/6/2025)

Direct owners and executive officers

Name	Position	CRD#
CW-CW 2009 IRREVOCABLE TRUST	OWNER
CW-KW 2009 IRREVOCABLE TRUST	OWNER
CW-MW 2009 IRREVOCABLE TRUST	OWNER
PW-CW 2009 IRREVOCABLE TRUST	OWNER
PW-KW 2009 IRREVOCABLE TRUST	OWNER
PW-MW 2009 IRREVOCABLE TRUST	OWNER
GORDON, LAURA THERESA	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	1370406
WEIL, CHRISTOPHER FRANCIS	CHAIRMAN, TREASURER	461585
WELLS, JOHN VIANNEY	PRESIDENT & CEO, COMPLIANCE OFFICER CORPORATE: SECRETARY	2139802

Regulatory assets under management

Total Number of Accounts	1,515
AUM (Assets Under Management)	$ 823,560,128

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/20/2025	Cover Page	Report
02/26/2024	Cover Page	Report
04/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kimberly H. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Higgins Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HIGGINS CAPITAL MANAGEMENT, INC.

HIGGINS CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

CHRISTOPHER WEIL & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/2014

Series 63

Date: 6/29/2013

Series 99TO

Date: 3/1/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/15/2013

Series 24

Date: 12/13/2013

Current Firm

CHRISTOPHER WEIL & COMPANY, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CHRISTOPHER WEIL & COMPANY, INC.

TRUST BUT VERIFY

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