AS
Alexander H. Snyder
DUNCAN WILLIAMS ASSET MANAGEMENT
Memphis, TN 38119
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CRD#: 5678518
AS
Professional summary
Alexander Harrison Snyder, who also goes by Alex Snyder, is a registered financial advisor currently at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC located in Memphis, Tennessee and M. S. HOWELLS & CO. located in Memphis, Tennessee.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Alexander has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Snyder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Duncan Williams Asset Management DBA Hays Financial Group; Investment-Related; 5350 Poplar Ave #600 Memphis, TN 38119; Financial Advisor at RIA Firm; Start Date: 6/14/2024; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Manage client assets and 401K plans 2.) Hays Financial Group; Investment-Related; 5350 Poplar Ave #600 Memphis, TN 38119; Team DBA; Vice President; Start Date: 8/1/2018; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Financial Advisor 3.) Evangelical Christian School; Not Investment Related; 7600 Macon Road, Cordova, TN 38018; Varsity Golf Coach; Start Date: 8/1/2019; 50 hours devoted monthly; 2 hours devoted monthly during trading hours; Coach of golf team 4.) Fellowship of Christian Athletes; Not Investment-Related; 2005 E. Winchester Blvd, Collierville, TN 38017; Board Memeber; Start Date: 1/1/2021; 2 hours devoted monthly; 0 hours devoted during trading hours; Board Member 5.) M.S. Howells and Co.; Investment-Related; 23350 N Pima Rd, Scottsdale, AZ 85255; Broker Dealer; Independent Contractor; Start Date: 6/2024; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Financial Advisor, Insurance and Annuity Business
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Harrison Snyder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2024 - Present
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Office #1: 5350 Poplar Avenue Suite 600, Memphis, TN 38119RIA
CRD#: 174809
Memphis, TN
Current
June 18, 2024 - Present
M. S. HOWELLS & CO.
Office #1: 5350 Poplar Ave Suite 600, Memphis, TN 38119BD
CRD#: 104100
Memphis, TN
Past
August 25, 2022 - June 20, 2024
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
Memphis, TN
Past
December 3, 2018 - December 31, 2022
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
Memphis, TN
Past
August 21, 2018 - June 20, 2024
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
Memphis, TN
Past
January 11, 2013 - August 1, 2013
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809 / SEC#: 801-81015
RIA
Registered Investment Advisory firm - (3/9/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/18/2024)
RR
Mississippi(6/18/2024)
RR
South Carolina(1/2/2025)
IAR
Tennessee(6/14/2024)
RR
Tennessee(6/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809 / SEC#: 801-81015
RIA
Registered Investment Advisory firm - (3/9/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5350 Poplar Avenue Suite 600, Memphis, TN 38119
Mailing Address
Phone number
(901) 435-4250
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,962 |
| AUM (Assets Under Management) | $ 2,163,085,456 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809Memphis, TN 38119TRUST BUT VERIFY
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