BR
Benjamin R. Reed
D. BORAL CAPITAL
New York, NY 10022
Some features on this profile are disabled
CRD#: 5677857
BR
Professional summary
Benjamin Robert Reed, who also goes by Ben Reed, is a registered financial professional currently at D. BORAL CAPITAL located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2009. Benjamin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ben Reed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EF Hutton Partners, LLC - not investment related - 2 Sea Wall Lane, Bayville NY 11709 - Employee for purpose of being outsourced to Benchmark's EF Hutton OSJ - 0 hours - 0 hours - pursuant to a services & expenses agreement between EF Hutton Partners LLC & Benchmark, I spend 100% of my time working at Benchmark as a rep but paid by EF Hutton Partners LLC 2) Insurance Business - not investment related - 590 Madison Ave - life accident health insurance - agent - asap - 5 hours - 5 hours - talking to clients to see if they need life accident or health insurance and providing that service.
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Robert Reed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2020 - Present
D. BORAL CAPITAL
Office #1: 590 Madison Ave. 39th Floor, New York, NY 10022BD
CRD#: 103792
New York, NY
Past
October 15, 2020 - December 31, 2022
BENCHMARK ADVISORY SERVICES, LLC
RIA
CRD#: 305662
NEW YORK, NY
Past
July 24, 2019 - November 12, 2020
MAXIM FINANCIAL ADVISORS LLC
RIA
CRD#: 139366
NEW YORK, NY
Past
June 22, 2016 - November 12, 2020
MAXIM GROUP LLC
BD
CRD#: 120708
NEW YORK, NY
Past
October 27, 2014 - June 29, 2016
DAWSON JAMES SECURITIES, INC.
BD
CRD#: 130645
NEW YORK, NY
Past
April 24, 2014 - October 27, 2014
REALTA EQUITIES, INC.
BD
CRD#: 23769
New York, NY
Past
November 28, 2011 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
BD
CRD#: 145767
HOBOKEN, NJ
Past
January 26, 2010 - November 28, 2011
HFP CAPITAL MARKETS LLC
BD
CRD#: 44351
NEW YORK, NY
Past
July 16, 2009 - January 7, 2010
MAXIM GROUP LLC
BD
CRD#: 120708
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2020)
RR
Alaska(2/14/2021)
RR
Arizona(10/15/2020)
RR
Arkansas(2/12/2021)
RR
California(10/15/2020)
RR
Colorado(10/15/2020)
RR
Connecticut(10/15/2020)
RR
Delaware(8/3/2021)
RR
District of Columbia(2/12/2021)
RR
Florida(10/15/2020)
RR
Georgia(10/15/2020)
RR
Hawaii(9/20/2022)
RR
Idaho(10/15/2020)
RR
Illinois(10/15/2020)
RR
Indiana(2/12/2021)
RR
Iowa(10/15/2020)
RR
Kansas(10/15/2020)
RR
Kentucky(10/15/2020)
RR
Louisiana(1/3/2022)
RR
Maine(9/20/2022)
RR
Maryland(10/15/2020)
RR
Massachusetts(10/15/2020)
RR
Michigan(10/15/2020)
RR
Minnesota(11/6/2020)
RR
Mississippi(4/29/2022)
RR
Missouri(9/20/2022)
RR
Montana(5/6/2022)
RR
Nebraska(9/20/2022)
RR
Nevada(10/15/2020)
RR
New Hampshire(5/11/2021)
RR
New Jersey(10/15/2020)
RR
New Mexico(9/20/2022)
RR
New York(10/15/2020)
RR
North Carolina(11/13/2020)
RR
North Dakota(2/14/2021)
RR
Ohio(10/15/2020)
RR
Oklahoma(2/19/2021)
RR
Oregon(1/5/2021)
RR
Pennsylvania(10/15/2020)
RR
Puerto Rico(9/20/2022)
RR
Rhode Island(9/20/2022)
RR
South Carolina(10/15/2020)
RR
South Dakota(9/20/2022)
RR
Tennessee(4/14/2021)
RR
Texas(10/15/2020)
RR
Utah(9/20/2022)
RR
Vermont(3/26/2021)
RR
Virgin Islands(9/20/2022)
RR
Virginia(10/15/2020)
RR
Washington(10/15/2020)
RR
West Virginia(9/20/2022)
RR
Wisconsin(2/12/2021)
RR
Wyoming(9/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DB
D. BORAL CAPITAL
BENCHMARK INVESTMENTS, INC. | EF HUTTON LLC | D. BORAL CAPITAL LLC | D. BORAL CAPITAL | BENCHMARK INVESTMENTS, LLC
CRD#: 103792 / SEC#: , 8-52280
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
590 Madison Ave 39th Floor, New York, NY 10022
Mailing Address
590 Madison Ave 39th Floor, New York, NY 10022
Phone number
(212) 570-5150
Established
Nevada since 05/28/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
