JG
Johnny M. Goodhue
APO FINANCIAL SERVICES
WESTMINSTER, CO 80021-2627
Some features on this profile are disabled
CRD#: 5677825
JG
Professional summary
Johnny Michael Goodhue, who also goes by John Michael Goodhue, is a registered financial advisor currently at APO FINANCIAL SERVICES, LLC located in Westminster, Colorado.
Johnny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Johnny has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Michael Goodhue
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). ASSET PROTECT ONE, INC.
INVESTMENT RELATED?: NO
ADDRESS OF OTHER BUSINESS: 10155 WESTMOOR DRIVE, SUITE 175, WESTMINSTER CO 80021
NATURE OF OTHER BUSINESS: INSURANCE AND ANNUITY SALES, CONSOLIDATED TAX RETURNS
YOUR POSITION: PRESIDENT
START DATE: 12/2012
HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 40
HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 40
BRIEFLY DESCRIBE YOUR DUTIES: INSURANCE AND ANNUITY SALES
2). APO FINANCIAL, INC. (APO IS A DBA OF ASSET PROTECT ONE INC.)
INVESTMENT RELATED?: NO
ADDRESS OF OTHER BUSINESS: 10155 WESTMOOR DRIVE, SUITE 175, WESTMINSTER CO 80021
NATURE OF OTHER BUSINESS: INSURANCE
YOUR POSITION: PRESIDENT/AGENT
START DATE: 06/2014
HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 40
HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 40
BRIEFLY DESCRIBE YOUR DUTIES: INSURANCE SALES, LTC SOLUTIONS
CRS (Client Relationship Summary) - RIA
Click below to view Johnny Michael Goodhue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2019 - Present
APO FINANCIAL SERVICES, LLC
Office #1: 10155 Westmoor Drive Suite 175, Westminster, CO 80021-2627RIA
CRD#: 297647
WESTMINSTER, CO
Past
September 17, 2013 - August 13, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
BOULDER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
APO FINANCIAL SERVICES, LLC
APO FINANCIAL SERVICES, LLC | SCOTT FINANCIAL SERVICES | JOHN HART FINANCIAL | ASSURANCE FINANCIAL PARTNERS
CRD#: 297647 / SEC#: 801-118090
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Colorado
Registered Investment Advisory firm - (3/5/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/3/2019)
Current Firm
AF
APO FINANCIAL SERVICES, LLC
APO FINANCIAL SERVICES, LLC | SCOTT FINANCIAL SERVICES | JOHN HART FINANCIAL | ASSURANCE FINANCIAL PARTNERS
CRD#: 297647 / SEC#: 801-118090
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Colorado
Registered Investment Advisory firm - (3/5/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10155 Westmoor Drive Suite 125, Westminster, CO 80021-2627
Mailing Address
Phone number
(720) 588-2000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 929 |
| AUM (Assets Under Management) | $ 111,168,207 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APO FINANCIAL SERVICES, LLC
CRD#: 297647Westminster, CO 80021-2627TRUST BUT VERIFY
Monitor Johnny Goodhue
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
