Jacob C. Chaparro

ZENITH INVESTMENT MANAGEMENT

San Diego, CA 92121

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CRD#: 5677686

Professional summary

Jacob Cristobal Chaparro is a registered financial advisor currently at ZENITH INVESTMENT MANAGEMENT, LLC located in San Diego, California.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jacob has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/27/2016 - Rental Property - Real Estate Rental - INV REL - Start 04/2014 - 5102 South Dorsey Lane Tempe, AZ 85282 - owner/landlord

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Cristobal Chaparro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2017 - Present

ZENITH INVESTMENT MANAGEMENT, LLC

Office #1: 9920 Pacific Heights Boulevard Ste. 150, San Diego, CA 92121

RIA

CRD#: 288565

San Diego, CA

Past

August 11, 2016 - May 30, 2017

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

San Diego, CA

Past

June 23, 2016 - August 4, 2016

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

San Diego, CA

Past

January 28, 2016 - July 5, 2016

GALLACHER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113189

San Diego, CA

Past

January 27, 2016 - August 3, 2016

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

August 8, 2014 - February 11, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

SAN DIEGO, CA

Past

August 8, 2014 - February 11, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SAN DIEGO, CA

Past

August 8, 2014 - February 11, 2016

TD AMERITRADE, INC.

CRD#: 7870

SAN DIEGO, CA

Past

January 24, 2013 - July 29, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CHANDLER, AZ

Past

May 9, 2012 - July 28, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHANDLER, AZ

Past

April 7, 2011 - April 30, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

September 14, 2010 - February 1, 2011

WADDELL & REED

CRD#: 866

SCOTTSDALE, AZ

Past

July 3, 2009 - August 13, 2010

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/11/2023)

IAR

California
(5/31/2017)

IAR

Colorado
(3/12/2021)

IAR

Connecticut
(12/5/2023)

IAR

Massachusetts
(3/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/5/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/2/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZENITH INVESTMENT MANAGEMENT, LLC

CRD#: 288565 / SEC#:

Arizona

Registered Investment Advisory firm - (8/11/2023 Approved)

California

Registered Investment Advisory firm - (5/31/2017 Approved)

Colorado

Registered Investment Advisory firm - (3/12/2021 Approved)

Connecticut

Registered Investment Advisory firm - (12/5/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (3/12/2021 Approved)

Missouri

Registered Investment Advisory firm - (5/13/2025 Terminated)

Washington

Registered Investment Advisory firm - (9/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7702 E Doubletree Ranch Rd. #300, Scottsdale, AZ 85258

Mailing Address

Phone number

(858) 716-8500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	318
AUM (Assets Under Management)	$ 89,013,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacob C. Chaparro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Cristobal Chaparro's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORY SERVICES NETWORK

LEVEL FOUR ADVISORY SERVICES

GALLACHER CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

WADDELL & REED

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2012

Series 63

Date: 10/5/2009

SIE

Date: 8/3/2016

Series 7

Date: 11/4/2011

Series 6

Date: 7/2/2009

Current Firm

ZENITH INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZENITH INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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