Robert R. Colon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Raymond Colon III, CFP®, who also goes by Robert Colon, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2009. Robert had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
June 18, 2013 - November 4, 2020
LAVISH FINANCIAL PLANNING
July 2, 2012 - May 10, 2013
FIRST ALLIED ADVISORY SERVICES, INC.
October 13, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
August 12, 2009 - May 6, 2013
FIRST ALLIED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAVISH FINANCIAL PLANNING
CRD#: 167592 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 277 |
| AUM (Assets Under Management) | $ 33,723,809 |
Red Flags
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