Christopher N. Rhyne
Professional summary
Christopher Neel Rhyne, CIMA®, who also goes by Christopher Rhyne, is a registered financial advisor currently at SARGENT INVESTMENT GROUP located in Bethesda, Maryland.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Christopher has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Neel Rhyne's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2022 - Present
SARGENT INVESTMENT GROUP
Office #1: 4920 Elm Street Suite 305, Bethesda, MD 20814May 7, 2013 - January 3, 2022
REINHART PARTNERS, LLC
July 27, 2011 - February 1, 2013
CAMPBELL FINANCIAL SERVICES, LLC
April 12, 2011 - June 20, 2011
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
SARGENT INVESTMENT GROUP
CRD#: 297499 / SEC#: 801-113542
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2022)
(1/10/2022)
Exams
Current Firm
SARGENT INVESTMENT GROUP
CRD#: 297499 / SEC#: 801-113542
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,258 |
| AUM (Assets Under Management) | $ 1,282,044,465 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
