Steven Ernest
Professional Summary
Steven Ernest, who also goes by Steven Michael Ernest, is a registered financial advisor currently at STONELIVING SECURITIES, LLC located in Miami Beach, Florida. Steven is registered as a RR (Registered Representative) and started their career in finance in 2011. Steven has worked at 7 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Michael Ernest
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Videos & Posts
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SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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SUMMIT FINANCIAL, LLC
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Disclosures on record.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
STONELIVING SECURITIES, LLC
Contact Information
Main Address
1680 Michigan Avenue Suite 700, Miami Beach, FL 33139Mailing Address
1680 Michigan Avenue Suite 700, Miami Beach, FL 33139Phone Number
(305) 619-3649Established
Delaware since 02/22/2010Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(5/2/2024)
(5/2/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Ernest's CRS (Customer Relationship Summary).
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SUMMIT FINANCIAL, LLC