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ZJ

Zachary D. Jones

SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE
SAN DIEGO, CA 92131
Some features on this profile are disabled
CRD#: 5676694
ZJ

Professional summary

Zachary David Jones, CFP®, who also goes by Zachery David Jones, is a registered financial advisor currently at SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE located in San Diego, California.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Zachary has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Zachery David Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary David Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

September 20, 2024 - Present

SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE

Office #1: 10085 Carroll Canyon Road Suite 150, San Diego, CA 92131
RIA
CRD#: 130711
SAN DIEGO, CA
Past

January 15, 2015 - September 5, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
San Diego, CA
Past

January 15, 2015 - September 5, 2024

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
San Diego, CA
Past

November 16, 2009 - January 16, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

September 3, 2009 - January 16, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE
SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE | SUPERIOR PLANNING, LLC | SUPERIOR PLANNING, INC

CRD#: 130711 / SEC#: 801-131301

RIA
Registered Investment Advisory firm - (10/17/2024 Approved)
California
Registered Investment Advisory firm - (11/20/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/20/2024)
IAR
Texas
(4/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/13/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2009
General Securities Representative Examination

Current Firm

SP
SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE
SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE | SUPERIOR PLANNING, LLC | SUPERIOR PLANNING, INC

CRD#: 130711 / SEC#: 801-131301

RIA
Registered Investment Advisory firm - (10/17/2024 Approved)
California
Registered Investment Advisory firm - (11/20/2024 Terminated)
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Contact information

Main Address
10085 Carroll Canyon Road Suite 150, San Diego, CA 92131
Mailing Address
Phone number
(858) 546-1046
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE 2A BROCHURE (10/14/2025)

Regulatory assets under management

Total Number of Accounts810
AUM (Assets Under Management)$ 192,065,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE

CRD#: 130711San Diego, CA 92131

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