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EL

Eric D. Levine

AMERIPRISE FINANCIAL SERVICES
MINNEAPOLIS, MN 55402
Some features on this profile are disabled
CRD#: 5675661
EL

Professional summary

Eric D. Levine, who also goes by Eric D Levine, Eric Levine, Eric Daniel Levine, is a registered financial professional currently at AMERIPRISE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota and RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2011. Eric has worked at 11 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric D Levine | Eric Levine | Eric Daniel Levine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric D. Levine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2026 - Present

AMERIPRISE FINANCIAL SERVICES, LLC

Office #1: 901 3rd Avenue South, Minneapolis, MN 55402
RIA
BD
CRD#: 6363
MINNEAPOLIS, MN
Current

March 27, 2026 - Present

RIVERSOURCE DISTRIBUTORS, INC.

Office #1: 901 3rd Ave S, Minneapolis, MN 55402
BD
CRD#: 139135
Minneapolis, MN
Past

January 24, 2024 - December 24, 2025

PEAR TREE ADVISORS, INC.

RIA
CRD#: 104576
LINCOLN, MA
Past

January 10, 2024 - December 24, 2025

U. S. BOSTON CAPITAL CORPORATION

BD
CRD#: 5251
LINCOLN, MA
Past

March 15, 2022 - January 23, 2024

HOOPOE ADVISORS

RIA
CRD#: 282573
BOSTON, MA
Past

March 4, 2022 - January 23, 2024

HOOPOE CAPITAL MARKETS, LLC

BD
CRD#: 294271
Boston, MA
Past

July 13, 2021 - February 25, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Boston, MA
Past

March 26, 2018 - July 19, 2019

CANTELLA & CO., INC.

RIA
CRD#: 13905
Malden, MA
Past

March 23, 2018 - July 19, 2019

CANTELLA & CO., INC.

BD
CRD#: 13905
Malden, MA
Past

June 17, 2013 - March 22, 2018

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
WALTHAM, MA
Past

June 10, 2013 - March 22, 2018

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

July 12, 2012 - June 10, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WELLESLEY HILLS, MA
Past

July 12, 2012 - June 10, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WELLESLEY HILLS, MA
Past

August 5, 2011 - July 17, 2012

MORGAN STANLEY

RIA
CRD#: 149777
WELLESLEY, MA
Past

July 4, 2011 - July 17, 2012

MORGAN STANLEY

BD
CRD#: 149777
WELLESLEY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/26/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/4/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/29/2015
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/7/2014
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/16/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RD
RIVERSOURCE DISTRIBUTORS, INC.
RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135 / SEC#: , 8-67196

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
707 Second Avenue South, Minneapolis, MN 55474
Mailing Address
5229 Ameriprise Financial Center, Minneapolis, MN 55474
Phone number
(612) 671-7449
Established
Delaware since 12/09/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMERIPRISE FINANCIAL, INCSHAREHOLDER
ALVERO, GUMER CRUZCHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER1975307
KNEESHAW, JESSICA ADIRECTOR4619188
LASSWELL, MARK THOMASCHIEF COMPLIANCE OFFICER2092593
MATTOX, MICHAEL SCOTTCHIEF FINANCIAL OFFICER4383501
MINELLA, PAULA JGENERAL COUNSEL7355568
SHERMAN, KARA DALYDIRECTOR (TEXAS DESIGNATED OFFICER)4567825

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135Minneapolis, MN 55402

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