EH
Eric F. Harris
COLOMB INVESTMENT MANAGEMENT COMPANY
Laurel, MD
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CRD#: 5674931
EH
Professional summary
Eric Franklin Harris is a registered financial advisor currently at COLOMB INVESTMENT MANAGEMENT COMPANY, LLC located in Laurel, Maryland.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Eric has worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SELF-EMPLOYED AS AN INSURANCE AGENT, LOCATED IN LAUREL, MD. THE POSITION (HELD SINCE 2011) REPRESENTS APPROXIMATELY 20 HOURS PER MONTH, GENERALLY DUING TRADING HOURS. 2) OWNER OF "MARATHON FINANCIAL GROUP", A NON-INVESTMENT RELATED DBA NAME LOCATED IN LAUREL, MD FOR THE PURPOSES OF SELF MARKETING. 3) FINANCE COUNCIL MEMBER FOR ST MARY OF THE MILLS, A NON-INVESTMENT RELATED RELIGIOUS ORGANIZATION LOCATED IN LAUREL, MD. THE POSITION (HELD SINCE 2011) REPRESENTS A FEW HOURS PER MONTH OUTSIDE OF TRADING HOURS. 4) COMMITTEE MEMBER FOR RUSSETT COMMUNITY ASSOCIATION, A NON-INVESTMENT RELATED ORGANIZATION LOCATED IN LAUREL, MD. THE POSITION (HELD SINCE 2011) REPRESENTS A FEW HOURS PER MONTH OUTSIDE OF TRADING HOURS. 5) BOARD MEMBER FOR THE BAY THEATRE COMPANY, A NON-INVESTMENT RELATED THEATER LOCATED IN LAUREL, MD. THE POSITION REPRESENTS A FEW HOURS PER MONTH GENERALLY OUTSIDE OF TRADING HOURS. 6) BOARD MEMBER FOR SOUTHEASTERN COMPUTER CONSULTANTS, INC., A NON-INVESTMENT RELATED NON-PUBLIC FAMILY BUSINESS LOCATED IN FREDERICK, MD. THE POSITION (HELD SINCE 2018) REPRESENTS LESS THAN A FEW HOURS PER MONTH, SOME OF WHICH MAY BE DURING TRADING HOURS. 7) BOARD MEMBER AND TREASURER FOR CENTRAL MARYLAND CHAMBER FOUNDATION, A NON-INVESTMENT RELATED EDUCATIONAL SCHOLARSHIP 503C FOUNDATION LOCATED IN ODENTON, MD. THE POSITION (HELD SINCE 2023) REPRESENTS LESS THAN A FEW HOURS PER MONTH, SOME OF WHICH MAY BE DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Franklin Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2024 - Present
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
RIA
CRD#: 140088
Laurel, MD
Past
July 21, 2015 - June 14, 2024
THEUS WEALTH ADVISORS
RIA
CRD#: 169994
LAUREL, MD
Past
January 2, 2013 - August 19, 2015
SIGNATURE INVESTMENTS, INC.
RIA
CRD#: 113443
DAYTON, OH
Past
July 15, 2011 - October 9, 2013
SICOR SECURITIES INC
BD
CRD#: 16195
CLARKSVILLE, MD
Past
September 30, 2009 - July 26, 2011
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SPARKS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 140088 / SEC#: 801-130417
RIA
Registered Investment Advisory firm - (6/6/2024 Approved)Alabama
Registered Investment Advisory firm - (6/17/2024 Terminated)Florida
Registered Investment Advisory firm - (6/13/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/26/2024 Terminated)Maryland
Registered Investment Advisory firm - (6/28/2024 Terminated)Mississippi
Registered Investment Advisory firm - (6/27/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(6/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CI
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 140088 / SEC#: 801-130417
RIA
Registered Investment Advisory firm - (6/6/2024 Approved)Alabama
Registered Investment Advisory firm - (6/17/2024 Terminated)Florida
Registered Investment Advisory firm - (6/13/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/26/2024 Terminated)Maryland
Registered Investment Advisory firm - (6/28/2024 Terminated)Mississippi
Registered Investment Advisory firm - (6/27/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001
Mailing Address
Phone number
(504) 520-8050
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
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