MN
Michael S. Nixon
BANKERS LIFE ADVISORY SERVICES
West Des Moines, IA 50266
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CRD#: 5673343
MN
Professional summary
Michael Scott Nixon is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in West Des Moines, Iowa and BANKERS LIFE SECURITIES, INC. located in West Des Moines, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE AND CASUALTY POSITION: UNIT SUPERVISOR NATURE: INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 20 START DATE: 01/01/2012 ADDRESS: 160 S. 68TH STREET, SUITE 1205, WEST DES MOINES IA 50323 DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. NIXON FINANCIAL, LLC POSITION: President NATURE: Nixon Financial, LLC is pass-through entity. No business is conducted with clients through this corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2008 ADDRESS: 2747 NW 161st Street, Clive IA 50325, United States DESCRIPTION: Nixon Financial, LLC is pass-through entity. No business is conducted with clients through this corporation.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Nixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2016 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 160 South 68th Street Ste 1205, West Des Moines, IA 50266RIA
CRD#: 281285
West Des Moines, IA
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 160 South 68th St Suite 1205, West Des Moines, IA 50266BD
CRD#: 173962
West Des Moines, IA
Past
February 15, 2012 - May 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
WEST DES MOINES, IA
Past
February 14, 2012 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
WEST DES MOINES, IA
Past
October 27, 2009 - February 2, 2012
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
WEST DES MOINES, IA
Past
August 4, 2009 - February 2, 2012
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/9/2021)
RR
Illinois(8/14/2024)
RR
Iowa(5/26/2016)
IAR
Iowa(7/27/2016)
RR
Minnesota(3/22/2024)
RR
Nebraska(9/2/2021)
RR
South Dakota(12/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285West Des Moines, IA 50266TRUST BUT VERIFY
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