Stephanie J. Adams
Professional summary
Stephanie Jean Adams, who also goes by Stephanie J Adams, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2010. Stephanie has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Jean Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 30, 2014 - December 31, 2016
CETERA WEALTH SERVICES, LLC
October 18, 2010 - December 31, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2020)
(6/6/2018)
(5/30/2017)
(7/1/2025)
(11/30/2018)
(5/30/2017)
(4/4/2025)
(9/20/2018)
(2/24/2023)
(2/4/2025)
(6/8/2018)
(8/26/2020)
(10/23/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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