Brent C. Hause
Professional summary
Brent Christian Hause is a registered financial advisor currently at FORTUNA INVESTORS LLC located in South Lake Tahoe, California.
Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Brent has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brent Christian Hause's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2023 - Present
FORTUNA INVESTORS LLC
January 30, 2017 - April 4, 2023
GRIFFIN CAPITAL SECURITIES, LLC
June 21, 2013 - January 27, 2017
ACCESS SECURITIES, LLC
November 4, 2011 - July 1, 2013
WM SMITH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2023)
Exams
Series 55
Date: 11/22/2011
Limited Representative-Equity Trader ExamCurrent Firm
FORTUNA INVESTORS LLC
CRD#: 175072 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 144 |
| AUM (Assets Under Management) | $ 19,689,545 |
Red Flags
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