Ryan A. Kay

ARENA WEALTH MANAGEMENT LLC

FORT WAYNE, IN 46845

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CRD#: 5672578

Professional summary

Ryan Allan Kay, AIF®, CFP® is a registered financial advisor currently at ARENA WEALTH MANAGEMENT LLC located in Fort Wayne, Indiana.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ryan has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ryan Kay is the Founder and General Manager of the Men of Mackey basketball team. This is a Purdue alumni-based basketball team that competes in The Basketball Tournament. This position is not investment-related and accounts for less than 5% of Mr. Kay's time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Allan Kay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 15, 2023 - Present

ARENA WEALTH MANAGEMENT LLC

Office #1: 10331 Dawsons Creek Blvd, Suite D, Fort Wayne, IN 46845

RIA

CRD#: 326631

FORT WAYNE, IN

Past

August 4, 2014 - May 18, 2023

AMI INVESTMENT MANAGEMENT INC

RIA

CRD#: 106321

KENDALLVILLE, IN

Past

April 10, 2012 - July 28, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

FORT WAYNE, IN

Past

April 10, 2012 - July 28, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

FORT WAYNE, IN

Past

August 5, 2009 - February 1, 2012

EDWARD JONES

RIA

CRD#: 250

FT WAYNE, IN

Past

July 20, 2009 - February 1, 2012

EDWARD JONES

CRD#: 250

FT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/15/2023)

IAR

Texas
(3/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/2009

General Securities Representative Examination

Current Firm

ARENA WEALTH MANAGEMENT LLC

CRD#: 326631 / SEC#:

Indiana

Registered Investment Advisory firm - (5/15/2023 Approved)

Texas

Registered Investment Advisory firm - (3/10/2025 Conditional Restricted)

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Contact information

Main Address

10331 Dawsons Creek Blvd, Suite D, Fort Wayne, IN 46845

Mailing Address

Phone number

(260) 321-7694

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 62,167,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan A. Kay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Allan Kay's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARENA WEALTH MANAGEMENT LLC

AMI INVESTMENT MANAGEMENT INC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2009

Series 7

Date: 7/17/2009

Current Firm

ARENA WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARENA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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