NINAH L. HEBERT
HIGHTOWER SECURITIES | SENIOR INVESTMENT DIVISION OPERATIONS MANAGER
Chicago, IL 60606-3414
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CRD#: 5670980
Professional summary
NINAH LOUISE HEBERT is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
NINAH is registered as a RR (Registered Representative) and started their career in finance in 2015. NINAH has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Biography
Ninah joined TC Wealth Partners in 2023, bringing 15 years of operational leadership experience in the financial services industry. She specializes in developing client service and support models and implementing technological advances for advisory firms.
Before joining TC Wealth Partners, Ninah was the Chief Operating Officer of the investment division of EFG Advisors, overseeing all wealth management and financial planning activities, working closely with the firm’s advisors and operations team. She also led operational, compliance, technology, and strategic initiatives. In a previous role, Ninah served as Regional Manager of US Bancorp Investments.
Ninah attended Concordia University with a dual major in Organic Chemistry and Music. She holds FINRA security licenses Series 7, 63, and 24, along with Life, Accident, Health, Long-Term Care, and Variable Insurance licenses.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view NINAH LOUISE HEBERT's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2023 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414BD
CRD#: 116681
Chicago, IL
Past
September 10, 2019 - February 10, 2023
VALMARK SECURITIES, INC.
BD
CRD#: 31243
SCHAUMBURG, IL
Past
January 16, 2018 - September 9, 2019
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
CHICAGO, IL
Past
February 12, 2015 - January 17, 2018
B. C. ZIEGLER AND COMPANY
BD
CRD#: 61
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/2/2024)
RR
Florida(1/8/2024)
RR
Illinois(2/10/2023)
RR
Indiana(5/17/2023)
RR
Kentucky(5/17/2023)
RR
New Hampshire(5/17/2023)
RR
New Jersey(5/17/2023)
RR
North Carolina(1/2/2024)
RR
Ohio(1/8/2024)
RR
Oregon(5/30/2023)
RR
Texas(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
HIGHTOWER SECURITIES, LLC
SENIOR INVESTMENT DIVISION OPERATIONS MANAGERCRD#: 116681Chicago, IL 60606-3414TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
