GF
Grant A. Fossum
CETERA INVESTMENT ADVISERS LLC
MAPLE GROVE, MN 55369
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CRD#: 5670400
GF
Professional summary
Grant Andrew Fossum, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Maple Grove, Minnesota and CETERA WEALTH SERVICES, LLC located in St Michael, Minnesota.
Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Grant has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:PROWEALTH FINANCIAL; No; 4410 MACIVER AVE NE; SAINT MICHAEL; MN; 55376; Financial Services/DBA; IAR; 9/1/2015; 80; 40; Sale of fixed insurance, securities, and investment products. 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 4410 MACIVER AVE NE; SAINT MICHAEL; MN; 55376; Fixed Insurance Sales; Independent Insurance Agent; 6/18/2009; 80; 70; Sales of Fixed Insurance Products 3.NAME OF ENTITY: Moneygeeks Financial Network, Inc.; No; 4410 MACIVER AVE NE; SAINT MICHAEL; MN; 55376; insurnace & fianncial services; independent agent; 6/21/2011; 160; 160; assist cleint and prospect with insurnace and fiancial services need. 4. NAME OF ENTITY:PROFILER CONSULTING; No; 4410 MACIVER AVE NE; SAINT MICHAEL; MN; 55376; Recruiting and building lead generation opportunities; Relationship Specialist; 1/4/2015; 20; 20; Helping the f; rm generate new leads and clients. 5. NAME OF ENTITY:Wayzata Basketball Association; No; PO BOX 46014; PLYMOUTH; MN; 55446; sports association; head coach; 11/15/2009; 33; 33; head coach 6.NAME OF ENTITY:Grant Fossum; No; 12840 82nd pl n; maple grove; MN; 55369; RENTAL PROPERTY; Owner; 7/23/2018; 1; 0; MAINTAIN PROPERTY,COLLECT RENTA ND PAY BILLS; 7. NAME OF OTHER BUSINESS: FOSSUM FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2012, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 90, APX NUMBER OF HOURS DURING TRADING HOURS: 8, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Grant Andrew Fossum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 101 Broadway Street West Suite 103, Maple Grove, MN 55369Office #2: 4900 Highway 169 North Ste 225, Minneapolis, MN 55428RIA
CRD#: 105644
MAPLE GROVE, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4410 Maciver Ave Ne, St Michael, MN 55376Office #2: 101 Broadway Street West Suite 103, Maple Grove, MN 55369Office #3: 4900 Highway 169 North Ste 225, Minneapolis, MN 55428BD
CRD#: 13572
St Michael, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 31, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PLYMOUTH, MN
Past
June 29, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PLYMOUTH, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Alaska(6/9/2021)
RR
Arizona(6/9/2021)
RR
Arkansas(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(6/9/2021)
RR
District of Columbia(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
RR
Hawaii(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(6/9/2021)
RR
Kansas(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Maine(6/9/2021)
RR
Maryland(6/9/2021)
RR
Massachusetts(6/9/2021)
RR
Michigan(6/9/2021)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
Mississippi(6/9/2021)
RR
Missouri(6/9/2021)
RR
Montana(6/9/2021)
RR
Nebraska(6/9/2021)
RR
Nevada(6/9/2021)
RR
New Hampshire(6/9/2021)
RR
New Jersey(6/9/2021)
RR
New Mexico(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
North Dakota(6/9/2021)
RR
Ohio(6/9/2021)
RR
Oklahoma(6/9/2021)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
South Carolina(6/9/2021)
RR
South Dakota(6/9/2021)
RR
Tennessee(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/9/2021)
RR
Vermont(6/9/2021)
RR
Virginia(6/9/2021)
RR
Washington(6/9/2021)
RR
West Virginia(6/9/2021)
RR
Wisconsin(6/9/2021)
RR
Wyoming(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
