AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
BF

Biyao Fung

COLONIAL SECURITIES
New York, NY 10013-4689
Some features on this profile are disabled
CRD#: 5669489
BF

Professional summary


Biyao Fung, who also goes by Bi Yao Fung, is a registered financial professional currently at COLONIAL SECURITIES, INC. located in New York, New York.

Biyao is registered as a RR (Registered Representative) and started their career in finance in 2010. Biyao has worked at 1 firm and has passed the Series 11 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bi Yao Fung

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Biyao Fung's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 8, 2010 - Present

COLONIAL SECURITIES, INC.

Office #1: 80 Bowery Room 603, New York, NY 10013-4689
BD
CRD#: 3013
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 11
Date: 11/6/2010
Assistant Representative-Order Processing Qualification Exam
SRO Registrations
RR
FINRA

Current Firm


CS
COLONIAL SECURITIES, INC.
COLONIAL SECURITIES, INC.

CRD#: 3013 / SEC#: , 8-17631

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
80 Bowery Room 603, New York, NY 10013-4689
Mailing Address
80 Bowery Room 603, New York, NY 10013-4689
Phone number
(212) 587-3970
Established
New Jersey since 12/11/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WONG, YEE YEEVP/FNOP/MUNICIPAL PRINICIPAL809335
WONG, DAVIDPRESIDENT/CROP/SROP/CCO2095703
WONG, RICHARDSECRETARY/VICE PRESIDENT2308477

Disclosures


Regulatory Event11

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COLONIAL SECURITIES, INC.

CRD#: 3013New York, NY 10013-4689

TRUST BUT VERIFY

Monitor Biyao Fung

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics