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Lisa A Spadoni

Lisa A Spadoni

CFP®
GOLDSTEIN ADVISORS
MADISON, WI
·CRD# 5667912·17 years experience

Professional Summary

Lisa A Spadoni, CFP®, who also goes by Lisa A Reilly, Lisa Ann Reilly, Lisa Ann Spadoni, is a registered financial advisor currently at GOLDSTEIN ADVISORS, LLC located in Madison, Wisconsin. Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lisa has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lisa A Reilly, Lisa Ann Reilly, Lisa Ann Spadoni

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2016

Years of Experience

17 years in the financial services industry

Current & Past Employments

GOLDSTEIN ADVISORS, LLC·CRD# 323125
RIA
1241 John Q Hammons Dr Suite 302, Madison, WI 53717
October 6, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Madison, WI
November 30, 2022 - December 31, 2023
ARBOR POINT ADVISORS·CRD# 165127
RIA
Middleton, WI
October 10, 2019 - December 1, 2022
SECURITIES AMERICA, INC.·CRD# 10205
BD
Middleton, WI
October 10, 2019 - December 1, 2022
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Middleton, WI
January 23, 2013 - October 18, 2019
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Middleton, WI
January 23, 2013 - October 18, 2019
EDWARD JONES·CRD# 250
RIA
Madison, WI
July 20, 2009 - January 25, 2013
EDWARD JONES·CRD# 250
BD
Madison, WI
July 7, 2009 - January 25, 2013

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Current Firm

GA
GOLDSTEIN ADVISORS, LLC

GOLDSTEIN ADVISORS, LLC

CRD#: 323125 / SEC#: 801-126612
RIA
Registered Investment Advisory firm - SEC (9/26/2022 Approved)

Contact Information

Main Address

1241 John Q Hammons Dr Suite 302, Madison, WI 53717

Phone Number

(608) 831-3230

# of Employees

19

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GOLDSTEIN ADVISORS, LLC ADV BROCHURE (2/12/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,070

AUM (Assets Under Management)

$1,079,309,444

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***Society of St. Vincent de Paul Centennial Advisory Council; Not Investment related; 2033 Fish Hatchery Road, PO Box 259686, Madison, WI 53725; Nature: Helping individual, organizational, and business connections for centennial support, and update on all things centennial 2025-2026; Position: Advisory Council Member; Start Date: 9/27/24; approximately one hour/month; approximately one hour/month during securities trading hours; Duties: Provide feedback and advice on marketing ideas and promote service opportunity awareness in the community. ***SVdP St. Maria Goretti Parish Conference; not investment related; 5121 Flad Avenue, Madison, WI 53711; Nature: Supporting role to the president in meetings in keep the discussion on the agenda; Position: Associate; Start Date: 3/10/25; approximately 2 hours/month; zero hours/month during securities trading hours; Duties: Group of volunteers who assist local individuals in need. The meeting purpose is to discuss needs in the community and provide assistance for those in need. ***Business Professional Association; Not investment related; Address: None; Nature: Networking group to build and maintain a diverse group of business professionals and give back in the community; Position: Member; Start: 2/2/2024; approximately 2 hours/month; one hour/month during securities trading hours; Duties: Group of business professionals who build and maintain and serve the needs of our clients, enhance the businesses of our members, and give back to the community.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GOLDSTEIN ADVISORS, LLC

GOLDSTEIN ADVISORS, LLC

CRD#: 323125 / SEC#: 801-126612
RIA
Registered Investment Advisory firm - SEC (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Wisconsin
(10/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Apr 2014About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 2009About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Lisa A Spadoni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Lisa A Spadoni
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