Lisa A. Spadoni
GOLDSTEIN ADVISORS
Madison, WI 53717
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CRD#: 5667912
Professional summary
Lisa A Spadoni, CFP®, who also goes by Lisa A Reilly, Lisa Ann Reilly, Lisa Ann Spadoni, is a registered financial advisor currently at GOLDSTEIN ADVISORS, LLC located in Madison, Wisconsin.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lisa has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa A Reilly | Lisa Ann Reilly | Lisa Ann Spadoni
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***Society of St. Vincent de Paul Centennial Advisory Council; Not Investment related; 2033 Fish Hatchery Road, PO Box 259686, Madison, WI 53725; Nature: Helping individual, organizational, and business connections for centennial support, and update on all things centennial 2025-2026; Position: Advisory Council Member; Start Date: 9/27/24; approximately one hour/month; approximately one hour/month during securities trading hours; Duties: Provide feedback and advice on marketing ideas and promote service opportunity awareness in the community. ***SVdP St. Maria Goretti Parish Conference; not investment related; 5121 Flad Avenue, Madison, WI 53711; Nature: Supporting role to the president in meetings in keep the discussion on the agenda; Position: Associate; Start Date: 3/10/25; approximately 2 hours/month; zero hours/month during securities trading hours; Duties: Group of volunteers who assist local individuals in need. The meeting purpose is to discuss needs in the community and provide assistance for those in need. ***Business Professional Association; Not investment related; Address: None; Nature: Networking group to build and maintain a diverse group of business professionals and give back in the community; Position: Member; Start: 2/2/2024; approximately 2 hours/month; one hour/month during securities trading hours; Duties: Group of business professionals who build and maintain and serve the needs of our clients, enhance the businesses of our members, and give back to the community.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa A Spadoni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
October 6, 2022 - Present
GOLDSTEIN ADVISORS, LLC
Office #1: 1241 John Q Hammons Dr Suite 302, Madison, WI 53717RIA
CRD#: 323125
Madison, WI
Past
November 30, 2022 - December 31, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Madison, WI
Past
October 10, 2019 - December 1, 2022
ARBOR POINT ADVISORS
RIA
CRD#: 165127
MIDDLETON, WI
Past
October 10, 2019 - December 1, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MIDDLETON, WI
Past
January 23, 2013 - October 18, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Middleton, WI
Past
January 23, 2013 - October 18, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Middleton, WI
Past
July 20, 2009 - January 25, 2013
EDWARD JONES
RIA
CRD#: 250
MADISON, WI
Past
July 7, 2009 - January 25, 2013
EDWARD JONES
BD
CRD#: 250
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GOLDSTEIN ADVISORS, LLC
GOLDSTEIN ADVISORS, LLC
CRD#: 323125 / SEC#: 801-126612
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(10/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GA
GOLDSTEIN ADVISORS, LLC
GOLDSTEIN ADVISORS, LLC
CRD#: 323125 / SEC#: 801-126612
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1241 John Q Hammons Dr Suite 302, Madison, WI 53717
Mailing Address
Phone number
(608) 831-3230
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,623 |
| AUM (Assets Under Management) | $ 943,408,109 |
Red Flags
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Company Information
GOLDSTEIN ADVISORS, LLC
CRD#: 323125Madison, WI 53717TRUST BUT VERIFY
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