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MG

Michael A. Gomes

STRATEGIC ADVISERS LLC
ROCKLIN, CA
Some features on this profile are disabled
CRD#: 5667548
MG

Professional summary

Michael A Gomes, who also goes by Michael Alan Gomes, Michael A Gomes, Michael Gomes, Mike Gomes, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Rocklin, California and FIDELITY BROKERAGE SERVICES LLC located in Hermosa Beach, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael Alan Gomes | Michael A Gomes | Michael Gomes | Mike Gomes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael A Gomes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
ROCKLIN, CA
Current

March 29, 2018 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 2447 Pacific Coast Hwy 2nd Floor Suites 238, Hermosa Beach, CA 90254
BD
CRD#: 7784
HERMOSA BEACH, CA
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
TORRANCE, CA
Past

April 18, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SACRAMENTO, CA
Past

November 27, 2017 - March 26, 2018

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
Sacramento, CA
Past

November 27, 2017 - March 26, 2018

BBVA SECURITIES INC.

BD
CRD#: 27060
SACRAMENTO, CA
Past

February 22, 2017 - September 27, 2017

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
ROSEVILLE, CA
Past

February 21, 2017 - September 27, 2017

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
ROSEVILLE, CA
Past

December 4, 2014 - February 10, 2017

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
ROSEVILLE, CA
Past

April 18, 2014 - February 9, 2017

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ROSEVILLE, CA
Past

October 1, 2012 - December 31, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
OAKDALE, CA
Past

May 28, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
OAKDALE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/25/2025)
RR
Alaska
(6/25/2025)
RR
Arizona
(6/1/2022)
RR
Arkansas
(6/25/2025)
RR
California
(3/29/2018)
IAR
California
(3/31/2025)
RR
Colorado
(6/25/2025)
RR
Connecticut
(6/25/2025)
RR
Delaware
(6/25/2025)
RR
District of Columbia
(6/25/2025)
RR
Florida
(6/25/2025)
RR
Georgia
(6/25/2025)
RR
Hawaii
(6/25/2025)
RR
Idaho
(6/25/2025)
RR
Illinois
(6/25/2025)
RR
Indiana
(6/25/2025)
RR
Iowa
(6/25/2025)
RR
Kansas
(6/25/2025)
RR
Kentucky
(6/25/2025)
RR
Louisiana
(6/25/2025)
RR
Maine
(6/25/2025)
RR
Maryland
(6/25/2025)
RR
Massachusetts
(6/25/2025)
RR
Michigan
(6/25/2025)
RR
Minnesota
(6/25/2025)
RR
Mississippi
(6/25/2025)
RR
Missouri
(6/25/2025)
RR
Montana
(6/25/2025)
RR
Nebraska
(6/25/2025)
RR
Nevada
(1/6/2023)
RR
New Hampshire
(6/25/2025)
RR
New Jersey
(6/25/2025)
RR
New Mexico
(6/25/2025)
RR
New York
(6/25/2025)
RR
North Carolina
(6/25/2025)
RR
North Dakota
(6/25/2025)
RR
Ohio
(6/26/2025)
RR
Oklahoma
(6/25/2025)
RR
Oregon
(1/6/2023)
RR
Pennsylvania
(6/25/2025)
RR
Puerto Rico
(6/25/2025)
RR
Rhode Island
(6/25/2025)
RR
South Carolina
(6/25/2025)
RR
South Dakota
(6/25/2025)
RR
Tennessee
(6/25/2025)
RR
Texas
(1/6/2023)
IAR
Texas
(3/31/2025)
RR
Utah
(3/29/2018)
RR
Vermont
(6/25/2025)
RR
Virgin Islands
(6/25/2025)
RR
Virginia
(6/25/2025)
RR
Washington
(1/6/2023)
RR
West Virginia
(6/25/2025)
RR
Wisconsin
(6/25/2025)
RR
Wyoming
(6/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/19/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/10/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/27/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Rocklin, CA

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