Herman A. Brunson
Professional summary
Herman Adolphus Brunson JR, who also goes by Herman A Brunson Jr, is a registered financial advisor currently at BALANCE INVESTMENTS located in Statesville, North Carolina.
Herman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Herman has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Herman Adolphus Brunson JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2014 - Present
BALANCE INVESTMENTS
September 21, 2011 - September 16, 2014
NORTHERN TRUST SECURITIES, INC.
August 5, 2009 - September 9, 2011
EDWARD JONES
July 16, 2009 - September 9, 2011
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/1/2014)
(8/29/2017)
Exams
Current Firm
BALANCE INVESTMENTS
CRD#: 173163 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 2,700,000 |
Red Flags
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