Jason M. Hicks

MASON INVESTMENT ADVISORY SERVICES

New Canaan, CT

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CRD#: 5667424

Professional summary

Jason M Hicks, who also goes by Jason Michael Hicks, Jason Hicks, is a registered financial advisor currently at MASON INVESTMENT ADVISORY SERVICES INC located in New Canaan, Connecticut.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jason has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Michael Hicks | Jason Hicks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason M Hicks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2025 - Present

MASON INVESTMENT ADVISORY SERVICES INC

RIA

CRD#: 111113

New Canaan, CT

Past

January 24, 2019 - December 16, 2021

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

January 24, 2019 - December 16, 2021

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

March 16, 2016 - January 15, 2019

GLOBAL PORTFOLIO STRATEGIES, INC.

RIA

CRD#: 105812

Irvine, CA

Past

January 15, 2016 - January 15, 2019

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

IRVINE, CA

Past

May 2, 2012 - December 31, 2015

MULLINTBG ADVISORS

RIA

CRD#: 141445

IRVINE, CA

Past

February 8, 2010 - December 31, 2015

M HOLDINGS SECURITIES, INC.

CRD#: 43285

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASON INVESTMENT ADVISORY SERVICES INC

CRD#: 111113 / SEC#: 801-18054

RIA

Registered Investment Advisory firm - (12/20/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/5/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/6/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/6/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/23/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MASON INVESTMENT ADVISORY SERVICES INC

CRD#: 111113 / SEC#: 801-18054

RIA

Registered Investment Advisory firm - (12/20/1982 Approved)

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Contact information

Main Address

11921 Freedom Drive Suite 1000, Reston, VA 20190

Mailing Address

Phone number

(703) 716-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,110
AUM (Assets Under Management)	$ 13,204,245,927

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason M. Hicks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason M Hicks's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

GLOBAL PORTFOLIO STRATEGIES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

MULLINTBG ADVISORS

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

MASON INVESTMENT ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2012

Series 63

Date: 3/5/2010

Series 7TO

Date: 3/6/2024

Series 6TO

Date: 3/6/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/23/2012

Series 6

Date: 2/5/2010

Current Firm

MASON INVESTMENT ADVISORY SERVICES INC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASON INVESTMENT ADVISORY SERVICES INC

TRUST BUT VERIFY

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