Philippe R. Gonzales
Professional summary
Philippe Roger Gonzales, who also goes by Philippe R Gonzales, Philippe Gonzales, is a registered financial professional currently at BALANZ CAPITAL USA LLC located in Coral Gables, Florida.
Philippe is registered as a RR (Registered Representative) and started their career in finance in 2009. Philippe has worked at 7 firms and has passed the Series 99TO, Series 52TO, SIE, Series 7, Series 10, Series 14, Series 9, Series 28, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philippe Roger Gonzales's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2025 - Present
BALANZ CAPITAL USA LLC
Office #1: 2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134December 6, 2024 - December 1, 2025
ALLARIA SECURITIES, LLC
June 14, 2022 - December 5, 2024
CIBEST CAPITAL SECURITIES, LLC
September 15, 2014 - March 1, 2022
HOLISTIC BROKERAGE, LLC
March 22, 2013 - September 26, 2014
MORGAN STANLEY
November 2, 2010 - January 25, 2013
INTERBOLSA SECURITIES, LLC
June 5, 2009 - October 29, 2010
BULLTICK SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BALANZ CAPITAL USA LLC
CRD#: 325914 / SEC#: , 8-71085
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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