Roger E. Crook
VIRGINIA BEACH, VA 23452
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CRD#: 5667037
Professional summary
Roger Edward Crook JR, CFP®, ChFC®, CLU®, who also goes by Bj Cook, B. J. Crook Jr, B.j. Crook Jr, Roger Crook Jr, was a registered financial advisor .
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Roger had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bj Cook | B. J. Crook Jr | B.j. Crook Jr | Roger Crook Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LCW Services, LLC. Non-investment related. 4669 South Blvd Virginia Beach VA 23452. Fixed insurance. Agent. 10/1/2025. 12 hours per month. 12 during securities trading hours. Provide insurance advice based on the needs of client(s). 2. RECJ, LLC. Non-investment related. 4669 South Blvd Ste 105, Virginia Beach, VA 23452. Owner. 10/31/2021, 0 hours per month. 0 during securities trading hours. This is an S-Corp 100% owned by me that holds my shares (25%) in LCW Services, LLC. I pay myself a reasonable salary and distribute profits to myself. 3. LCW SERVICES, LLC. Investment related. At registered location. RIA. Co-founder/ advisor. 10/01/2025. 160 hours per month. 140 during securities trading hours. Client-facing advisor (business development, client/prospect meetings), CCO
CRS (Client Relationship Summary) - BD
Click below to view Roger Edward Crook JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
October 1, 2025 - Present
Office #1: 4669 South Blvd Ste 105, Virginia Beach, VA 23452
VIRGINIA BEACH, VA
Current
October 1, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 4669 South Blvd Suite 105, Virginia Beach, VA 23452BD
CRD#: 35747
ALBANY, NY
Past
August 9, 2013 - October 1, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Virginia Bch, VA
Past
February 8, 2011 - October 1, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Virginia Bch, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/1/2025)
RR
Colorado(10/1/2025)
RR
District of Columbia(10/1/2025)
RR
Florida(10/1/2025)
RR
Georgia(10/1/2025)
RR
Illinois(10/1/2025)
RR
Indiana(10/1/2025)
RR
Maryland(10/1/2025)
RR
Michigan(10/1/2025)
RR
New Jersey(10/1/2025)
RR
North Carolina(10/1/2025)
RR
Ohio(10/1/2025)
RR
Oregon(10/1/2025)
RR
Pennsylvania(10/1/2025)
RR
South Carolina(10/1/2025)
RR
Tennessee(10/1/2025)
RR
Texas(10/1/2025)
IAR
Texas(10/2/2025)
RR
Virginia(10/1/2025)
IAR
Virginia(10/1/2025)
RR
Washington(10/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PK
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.
CRD#: 35747 / SEC#: , 8-46844
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
80 State Street, Albany, NY 12207
Mailing Address
80 State Street, Albany, NY 12207
Phone number
(518) 436-3536
Established
New York since 12/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Virginia Beach, VA 23452TRUST BUT VERIFY
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