Catherine A. Dewey
Professional summary
Catherine A Dewey, who also goes by Catherine G Dewey, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Rockville, Maryland.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2018. Catherine has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine A Dewey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2019 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 1445 Research Blvd., Ste 530, Rockville, MD 20850March 16, 2018 - December 17, 2018
AEGIS CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2021)
(9/11/2019)
(6/5/2020)
(6/5/2020)
(6/3/2019)
(1/12/2021)
(7/26/2019)
(7/26/2019)
(6/5/2020)
(6/5/2020)
(6/5/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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