Greg A. Tabor

ALPS DISTRIBUTORS

Denver, CO 80203

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CRD#: 5666406

Professional summary

Greg Adam Tabor, who also goes by Gregory A Tabor, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Denver, Colorado.

Greg is registered as a RR (Registered Representative) and started their career in finance in 2009. Greg has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gregory A Tabor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Greg Adam Tabor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2021 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 1290 Broadway Suite 1000, Denver, CO 80203

CRD#: 16853

Denver, CO

Past

February 24, 2015 - October 14, 2020

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

January 24, 2011 - February 18, 2015

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

DENVER, CO

Past

January 24, 2011 - February 18, 2015

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

DENVER, CO

Past

October 27, 2009 - December 3, 2010

WADDELL & REED

RIA

CRD#: 866

SPRINGFIELD, MO

Past

August 17, 2009 - December 3, 2010

WADDELL & REED

CRD#: 866

SPRINGFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/10/2021)

Alaska
(3/10/2021)

Arizona
(3/10/2021)

Arkansas
(3/10/2021)

California
(3/10/2021)

Colorado
(3/10/2021)

Connecticut
(3/10/2021)

Delaware
(3/10/2021)

District of Columbia
(3/10/2021)

Florida
(3/10/2021)

Georgia
(3/10/2021)

Hawaii
(3/10/2021)

Idaho
(3/10/2021)

Illinois
(3/10/2021)

Indiana
(3/10/2021)

Iowa
(3/10/2021)

Kansas
(3/10/2021)

Kentucky
(3/10/2021)

Louisiana
(3/10/2021)

Maine
(3/10/2021)

Maryland
(3/10/2021)

Massachusetts
(3/10/2021)

Michigan
(3/10/2021)

Minnesota
(3/10/2021)

Mississippi
(3/10/2021)

Missouri
(3/10/2021)

Montana
(3/10/2021)

Nebraska
(3/10/2021)

Nevada
(3/10/2021)

New Hampshire
(3/10/2021)

New Jersey
(3/10/2021)

New Mexico
(3/10/2021)

New York
(3/10/2021)

North Carolina
(3/10/2021)

North Dakota
(3/10/2021)

Ohio
(3/10/2021)

Oklahoma
(3/10/2021)

Oregon
(3/10/2021)

Pennsylvania
(3/10/2021)

Rhode Island
(3/10/2021)

South Carolina
(3/10/2021)

South Dakota
(3/10/2021)

Tennessee
(3/10/2021)

Texas
(3/10/2021)

Utah
(3/10/2021)

Vermont
(3/10/2021)

Virginia
(3/10/2021)

Washington
(3/10/2021)

West Virginia
(3/10/2021)

Wisconsin
(3/10/2021)

Wyoming
(3/10/2021)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/16/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1290 Broadway Suite 1000, Denver, CO 80203

Mailing Address

1290 Broadway Suite 1000, Denver, CO 80203

Phone number

(303) 623-2577

Established

Colorado since 07/01/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALPS HOLDINGS, INC.	PARENT
KYLLO, STEPHEN JOHN	SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER	3204474
NECKEL, TARA JILL	VP, DEPUTY CHIEF COMPLIANCE OFFICER	4051739
PARSONS, ERIC T	FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER	5215115

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Greg A. Tabor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Greg Adam Tabor's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA CAPITAL, LLC

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2009

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2009

Series 6

Date: 7/16/2009

FINRA

Current Firm

ALPS DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALPS DISTRIBUTORS, INC.

TRUST BUT VERIFY

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