Stephen K. Rowley
EAGLE STRATEGIES LLC
PLYMOUTH, MI 48170
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CRD#: 5665952
Professional summary
Stephen Koehnline Rowley III, CFP®, who also goes by Stephen Koehnine Rowley III, Stephen Koehnine Rowley, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Plymouth, Michigan and NYLIFE SECURITIES LLC located in Plymouth, Michigan.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Stephen has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Koehnine Rowley Iii | Stephen Koehnine Rowley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS,4000 TOWN CENTER STE 1300, SOUTHFIELD, MI 48075, INDEPENDENT CONTRACTOR, START DATE 11/01/2012] [ROWLEY SERVICES; THIS IS AN S-CORP, CREATED FOR INCOME TAX MANAGEMENT, AND NOW USED TO COLLECT COMMISSIONS FOR BROKERED LIFE INSURANCE BUSINESS. ROWLEY SERVICES WILL NOT BE MARKETED TO THE PUBLIC AND IS ONLY USED TO COLLECT BUSINESS INCOME AND PAY EXPENSES.; 1407 PENNIMAN, AVE., PLYMOUTH, MI; START DATE 03/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [NEW HOPE CENTER FOR GRIEF SUPPORT; PROVIDES GRIEF COUNSELING AND SUPPORT SERVICES, INCLUDING SMALL GROUPS OF PEOPLE WHO HAVE SUFFERED SIMILAR LOSSES IN THEIR LIVES.; 315 GRISWOLD ST, NORTHVILLE, MI 48167; START DATE 05/2015; ROLE/TITLE: BOARD MEMBER; NOT INVESTMENT RELATED; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; ADVISORY BOARD MEMBER] [OPERATING UNDER THE DBA NAME OF ROWLEY SERVICES, INC. D/B/A ROWLEY FINANCIAL SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; PLYMOUTH, MI; START DATE: 04/2019] [DCFC Profesional Soccer team; Minority Ownership. Compete in professional soccer matches; 3401 E. Lafayette Street Detroit, MI. 48207; Start Date 08/2020; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Southeast Michigan Airstream Club (SEMAC); The objectives of this non-profit organization include: A. Increasing and strengthening membership B. Encourage social opportunities for owners of Airstream recreational vehicles C. Participation in International and Regional activities and events; 803 E. Pike Street P.O. Box 612 Jackson Center, OH 45334; Start Date 10/2022; Role/Title: Officer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [WBCCI Foundation; Charitable Foundation affiliated with the Wally Byam Caravan Club International (i.e., the Airstream club of America); 803 E. Pike Street P.O. Box 612 Jackson Center, OH 45334; Start Date 10/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours; Attend monthly meetings and participate in decision making, regarding future activities and grant making] ]
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Koehnline Rowley III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
August 19, 2013 - Present
EAGLE STRATEGIES LLC
Office #1: 151 N Mill St, Plymouth, MI 48170RIA
CRD#: 110826
PLYMOUTH, MI
Current
November 4, 2009 - Present
NYLIFE SECURITIES LLC
Office #1: 151 N Mill St, Plymouth, MI 48170BD
CRD#: 5167
Plymouth, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/11/2020)
RR
District of Columbia(7/12/2024)
RR
Florida(7/16/2018)
RR
Illinois(11/6/2019)
RR
Massachusetts(7/13/2018)
RR
Michigan(11/12/2009)
IAR
Michigan(8/19/2013)
RR
North Carolina(1/18/2017)
RR
Ohio(4/24/2020)
RR
Texas(7/17/2018)
IAR
Texas(2/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Plymouth, MI 48170TRUST BUT VERIFY
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