Taylor P. Sohns
LIFEGOAL INVESTMENTS | CEO of LifeGoal Investments
Saratoga Springs, NY
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CRD#: 5665289
Professional summary
Taylor P. Sohns, CFP®, CIMA®, who also goes by Taylor P. Sohns, is a registered financial advisor currently at LIFEGOAL INVESTMENTS, LLC located in Saratoga Springs, New York.
Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Taylor has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Taylor P. Sohns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Forever Young Springs, LLC, - small real-estate company; Saratoga Springs, NY; not investment related; Partner/CFO; approx. 1 hour per month -no time devoted during normal securities trading hours; started 07/2017. (2)LifeGoal Investments, LLC, ; Saratoga Springs, NY; not investment related; Co-Founder; approx. 2 hours per month - no time devoted during normal securities trading hours; started 09/2021. (3) LifeGoal Lending LLC; No; Saratoga Springs, NY; Owner; 10/2024; less than 1% of time on business
CRS (Client Relationship Summary) - RIA
Click below to view Taylor P. Sohns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
August 16, 2023 - Present
LIFEGOAL INVESTMENTS, LLC
RIA
CRD#: 327833
Saratoga Springs, NY
Past
September 9, 2021 - June 29, 2023
LIFEGOAL INVESTMENTS LLC
RIA
CRD#: 313831
Saratoga Springs, NY
Past
June 13, 2019 - August 11, 2021
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
SAN MATEO, CA
Past
June 7, 2018 - May 23, 2019
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
Past
February 5, 2011 - May 11, 2018
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LIFEGOAL INVESTMENTS, LLC
LIFEGOAL INVESTMENTS, LLC | LIFEGOAL WEALTH ADVISORS LLC | LIFEGOAL INVESTMENTS,LLC
CRD#: 327833 / SEC#: 801-131015
RIA
Registered Investment Advisory firm - (8/29/2024 Approved)California
Registered Investment Advisory firm - (10/10/2024 Terminated)Florida
Registered Investment Advisory firm - (9/10/2024 Terminated)New York
Registered Investment Advisory firm - (9/10/2024 Terminated)Texas
Registered Investment Advisory firm - (9/10/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(9/16/2025)
IAR
New York(8/16/2023)
IAR
Texas(11/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/7/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
LI
LIFEGOAL INVESTMENTS, LLC
LIFEGOAL INVESTMENTS, LLC | LIFEGOAL WEALTH ADVISORS LLC | LIFEGOAL INVESTMENTS,LLC
CRD#: 327833 / SEC#: 801-131015
RIA
Registered Investment Advisory firm - (8/29/2024 Approved)California
Registered Investment Advisory firm - (10/10/2024 Terminated)Florida
Registered Investment Advisory firm - (9/10/2024 Terminated)New York
Registered Investment Advisory firm - (9/10/2024 Terminated)Texas
Registered Investment Advisory firm - (9/10/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Saratoga Springs, NY
Mailing Address
Phone number
(607) 434-0742
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 643 |
| AUM (Assets Under Management) | $ 271,000,000 |
Red Flags
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Company Information
LIFEGOAL INVESTMENTS, LLC
CEO of LifeGoal InvestmentsCRD#: 327833Saratoga Springs, NYTRUST BUT VERIFY
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Contact information
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