SM
Salvatore F. Marcello
PTS BROKERAGE
Hamilton, NJ 08610
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CRD#: 5665226
SM
Professional summary
Salvatore Frank Marcello JR, who also goes by Salvatore Frank Marcello, is a registered financial advisor currently at PTS BROKERAGE, LLC located in Hamilton, New Jersey.
Salvatore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Salvatore has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Salvatore Frank Marcello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.3MP GROUP LLC-311 White Horse Avenue, Suite C, Hamilton, NJ 08610. NOT INVESTMENT RELATED. NATURE OF BUSINESS: TAX PREPERATION. POSITION: PARTNER. START DATE: 1995 APPROX # OF HOURS PER MONTH: 15-20HRS. HOURS SPENT WORKING ARE NOT DURING TRADING HOURS. DUTIES INCLUDE: TAX PREPERATION AND BOOKKEEPING.
2. SELF EMPLOYED - 311 White Horse Avenue, Suite C, Hamilton, NJ 08610. NATURE:LIFE, HEALTH INS SALES.POSITION: SOLE PROPRIETOR, INS AGENT.STARTED 9/14/09. APPROX 40HRS/MTH NONE DURING TRADE.
3. STATE OF NJ - DEPT OF LAW & PUBLIC SAFETY PO BOX 080 TRENTON, NJ 08625-0080. POSITION: Administration Analyst - FISCAL RESOURCES. NATURE: GOVERNMENT ACCOUNTING. DUTIES: ACCOUNTING AND BUDGETING FOR FEDERAL AND STATE GRANTS. STARTED: 5/17/12. HRS/MTH 40 ALSO DURING TRADE TIME.NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Salvatore Frank Marcello JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Frank Marcello JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2010 - Present
PTS BROKERAGE, LLC
Office #1: 311 White Horse Avenue Suite C, Hamilton, NJ 08610RIA
BD
CRD#: 119307
Hamilton, NJ
Current
May 11, 2009 - Present
PTS BROKERAGE, LLC
Office #1: 311 White Horse Avenue Suite C, Hamilton, NJ 08610RIA
BD
CRD#: 119307
Hamilton, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/2/2018)
RR
Delaware(2/5/2023)
IAR
Florida(2/19/2021)
RR
Florida(2/5/2023)
RR
Maryland(2/5/2023)
RR
New Jersey(5/11/2009)
IAR
New Jersey(5/11/2010)
RR
North Carolina(2/5/2023)
RR
Pennsylvania(8/7/2009)
IAR
Pennsylvania(10/17/2011)
RR
Virginia(2/5/2023)
RR
West Virginia(2/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: , 8-65173
Delaware
Registered Investment Advisory firm - SEC (2/22/2024 Approved)Florida
Registered Investment Advisory firm - SEC (11/30/2011 Approved)Maryland
Registered Investment Advisory firm - SEC (4/29/2024 Approved)New Jersey
Registered Investment Advisory firm - SEC (6/25/2004 Approved)New York
Registered Investment Advisory firm - SEC (9/26/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (8/25/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054
Mailing Address
125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706
Phone number
(856) 802-9400
Established
New Jersey since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20
FINRA licenses (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 106,900,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PTS BROKERAGE, LLC
CRD#: 119307Hamilton, NJ 08610TRUST BUT VERIFY
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