Joseph M Roller
Professional Summary
Joseph M Roller is a registered financial advisor currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2009. Joseph has worked at 2 firms and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Current Firm
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.
Contact Information
Main Address
One Orange Way, C2n, Windsor, CT 06095Mailing Address
One Orange Way, Windsor, CT 06095Phone Number
(860) 275-2110Established
Delaware since 11/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
55FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
7Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2009About the Series 6 examSRO Registrations
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
CRS (Client Relationship Summary) - BD
Click below to view Joseph M Roller's CRS (Customer Relationship Summary).
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC