SG
Stephanie W. Guanzini
CAPITOL SECURITIES MANAGEMENT
Wilmington, NC 28403
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CRD#: 5664075
SG
Professional summary
Stephanie Williams Guanzini, who also goes by Stephanie Williams Allen, Stephanie Lee Guanzini, Stephanie Lee Williams, Stephanie Williams, is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Wilmington, North Carolina.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Stephanie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Williams Allen | Stephanie Lee Guanzini | Stephanie Lee Williams | Stephanie Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GUANZINI RENTALS - Supply Property POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 3112 Fairway 5 Ct. SW, Supply NC 28462, United States DESCRIPTION: Long-term property rental. 2) AUSTIN GUANZINI GOLF BALL SALES POSITION: My husband and my son will be proactive in the business. I may have to transport my son to meet customers to sell golf balls if my husband is unavailable some nights after work. I will rarely be involved in this business since it is their venture. NATURE: My son and husband will be selling golf balls out of our home . INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: WILMINGTON NC 28411, United States DESCRIPTION: My son wants to start a business with his father. He is wanting to sell golf balls he gathers from local golf courses. 3) GUANZINI RENTALS - Leland Property POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 1041 GARDEN CLUB WAY, LELAND NC 28428, United States DESCRIPTION: Long-term property rental. 4) GUANZINI RENTALS -2nd Leland Rental POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 1112 CRESTFIELD WAY, LELAND NC 28451, United States DESCRIPTION: Long-term property rental
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Williams Guanzini's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Williams Guanzini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2025 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 1900 Eastwood Road, Unit 5, Wilmington, NC 28403RIA
BD
CRD#: 14169
Wilmington, NC
Current
October 28, 2025 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 1900 Eastwood Road, Unit 5, Wilmington, NC 28403RIA
BD
CRD#: 14169
Wilmington, NC
Past
July 19, 2022 - September 30, 2025
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
Wilmington, NC
Past
July 19, 2022 - September 30, 2025
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
Wilmington, NC
Past
November 15, 2013 - July 25, 2022
OSAIC FS, INC.
RIA
CRD#: 3870
WILMINGTON, NC
Past
November 15, 2013 - July 25, 2022
OSAIC FS, INC.
BD
CRD#: 3870
WILMINGTON, NC
Past
December 2, 2011 - November 22, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
MOREHEAD CITY, NC
Past
December 2, 2011 - November 22, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
MOREHEAD CITY, NC
Past
July 7, 2009 - December 5, 2011
EDWARD JONES
RIA
CRD#: 250
WILMINGTON, NC
Past
June 25, 2009 - December 5, 2011
EDWARD JONES
BD
CRD#: 250
WILMINGTON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(10/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITOL SECURITIES MANAGEMENT, INC.
CRD#: 14169Wilmington, NC 28403TRUST BUT VERIFY
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