Kristin A. Merrick
Professional summary
Kristin Angela Merrick, who also goes by Kristin Angela Merrick, Kristin O Merrick, Kristin Angela O'keefe, Kristin Angela O'keeffe, Kristin Okeeffe, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ridgewood, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Fairfield, New Jersey.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kristin has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Angela Merrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 100 Passaic Ave, Fairfield, NJ 07004October 14, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 100 Passaic Ave, Fairfield, NJ 07004January 7, 2016 - October 15, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 28, 2015 - October 15, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 20, 2009 - December 31, 2010
MORGAN STANLEY & CO. LLC
August 25, 2009 - April 8, 2015
MORGAN STANLEY & CO. LLC
June 19, 2009 - July 8, 2009
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2020)
(10/14/2020)
(10/14/2020)
(10/14/2020)
(3/13/2026)
(10/13/2023)
(3/24/2026)
(10/14/2020)
(10/14/2020)
(7/22/2025)
(10/14/2020)
(10/15/2020)
(10/14/2020)
(10/19/2020)
(10/14/2020)
(10/14/2020)
(10/14/2020)
(10/14/2020)
(11/8/2022)
(7/27/2023)
(4/11/2023)
(7/22/2025)
(1/16/2025)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
