DS
Darwyn L. Sprik
EAGLE STRATEGIES LLC
SIOUX FALLS,, SD 57108
Some features on this profile are disabled
CRD#: 5662694
DS
Professional summary
Darwyn Lee Sprik is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Sioux Falls,, South Dakota and NYLIFE SECURITIES LLC located in Sioux Falls, South Dakota.
Darwyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Darwyn has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 5101 S. NEVADA AVE., SUITE 200; START DATE 01/2015; ROLE/TITLE: OWNER; INVESTMENT RELATED; 4 HOURS PER MONTH; 4 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF SPRIK FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SIOUX FALLS, SD; START DATE: 06/2015] [Feenstra, LLC; property in Corsica, SD-inlaws live in for no rent charges.; 1556 5th Avenue Cir SE Sioux Center, IA 51250; Start Date 05/2016; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave, New York, NY 10010; Start Date 07/2018; Role/Title: Shareholder; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [J & J Investments, LLC; This is an entity that I started back in January, 2021 to eventually start building an office. We are now just at the point of starting the build so I am submitting now. There have not been any assets in it until now.; 7521 S. Louise Ave, Suite 100, Sioux Falls, SD 57108; Start Date 01/2021; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; owner]
CRS (Client Relationship Summary) - RIA
Click below to view Darwyn Lee Sprik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2016 - Present
EAGLE STRATEGIES LLC
Office #1: 7615 South Kenton Lane Suite 100, Sioux Falls,, SD 57108RIA
CRD#: 110826
SIOUX FALLS,, SD
Current
May 18, 2009 - Present
NYLIFE SECURITIES LLC
Office #1: 7615 South Kenton Lane Suite 100, Sioux Falls, SD 57108BD
CRD#: 5167
Sioux Falls, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/7/2014)
RR
California(2/18/2014)
RR
Colorado(12/16/2019)
RR
Florida(8/4/2015)
RR
Idaho(11/9/2021)
RR
Illinois(5/1/2014)
RR
Iowa(6/11/2009)
RR
Kansas(7/10/2017)
RR
Minnesota(6/1/2009)
RR
Missouri(9/12/2019)
RR
Nebraska(7/29/2015)
RR
Nevada(8/1/2024)
RR
North Carolina(3/31/2017)
RR
North Dakota(1/22/2013)
RR
Oklahoma(6/20/2024)
RR
Oregon(8/24/2022)
RR
Pennsylvania(10/27/2023)
RR
South Dakota(5/21/2009)
IAR
South Dakota(3/7/2016)
RR
Tennessee(10/23/2024)
RR
Texas(3/25/2021)
IAR
Texas(3/31/2021)
RR
Utah(5/8/2019)
RR
Virginia(10/10/2025)
RR
Washington(9/20/2019)
RR
West Virginia(10/7/2025)
RR
Wisconsin(1/17/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
