BS
Benjamin S. Steiner
DISRUPTIVE SECURITIES
New York, NY 10001
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CRD#: 5661121
BS
Professional summary
Benjamin Schaller Steiner, who also goes by Benjamin H. Steiner, Benjamin Steiner, is a registered financial professional currently at DISRUPTIVE SECURITIES located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2009. Benjamin has worked at 5 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Benjamin H. Steiner | Benjamin Steiner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Strategic International Resources (DBA name for SC and SCA); Naples, FL; Investment Related; Nov-09; Principal; Investment Advisory services; source and advise clients, manage deals; 40 hr/mo 3) Delicious Raw LLC; Naples, FL; Non- Investment Related; Oct-12; Director; Builds/operates restaurants; strategic planning, manage inv relations, RE planning, capital raising, budgeting; 8 hr/mo 4) Delicious Raw Invs Group LLC; Naples, FL; Investment Related; Jan-15; Managing PartnerSpecial purpose vehicle pools inv funds and invests in Delicious Raw LLCsource investors, provide current investors with updates, organize capital raises; 8 hr/mo 5)St. John the Jaguar; Naples, FL; Investment Related; Jul-14; Managing Partner; Equity and debt inv in Simply Foods, a NY grocery chain; update partners on performance of the operating assets and act as an ind advisor to the mgt of Simply Foods; 8 hr/mo 6) Capital Wealth Advisors LLC; Naples, FLNon- Investment Related; May-09; Managing Partner; Insurance Referral Company - currently inactive - may receive additional compensation in connection with ongoing collection action; no duties; 4 hr/mo 7)MPI France LLC; Naples, FL; Investment Related; Aug-18; Managing Partner; Holds non-marketable Invs for its partners; no duties; 0 hr/mo 8)Orion Capital Management LLC; Naples, FL; Investment Related; Nov-18; Managing Partner; Purchases, holds and profits from Inv in Alidoro Holdings LLC, New York; source invs, serve as an advisor to Alidoro Holdings LLC; 6 hr/mo 9)Tennis Solutions LLC; Naples, FL; Non- Investment Related; Aug-17; Co-Founder/Managing Partner; Develops software for mgt of tennis clubs, facilities and communitiessource invs, strategic partners and prospective customers; 2 hr/mo 11)Concorde Investments LLC; Naples, FL; Investment Related; May-19; Managing Partner;Holds non-marketable Invs for its partners; manage Inv holdings and update partners; 6 hr/mo 12)EBE LLC; Naples, FL; Investment Related; Dec-18; Owner/Manager; Family Office for Benjamin Steiner family; manage the assets of the family including assets, Invs and operating companies; 4 hr/mo 13)The Matador Trust; New York, NY; Investment Related; May-11;TrusteeTrust holds, manages, invests for the Beneficiaries; manage Trust property, work with lawyers, investors and bankers; 4 hr/mo 14)Benjamin Steiner Holdings LLC; Naples, FL; Investment Related;Nov-09; Owner Holds non-marketable Invs for its partners; manage Inv holdings; 4 hr/mo 15)Linda Schaller Retirement LLC; Naples, FL; Investment Related;May-19; Manager; Holds non-marketable Invs for its partners; manage Inv holdings to support family member's living expenses;2 hr/mo 16)TMC 201 LLC; Naples, FL; Investment Related; Sep-21; Managing PartnerHolds non-marketable Invs for its partners; Manage investment holdings and update partners; 5 hr/mo 17)TMC 202 LLC; Naples, FL; Investment Related; Sep-21; Managing PartnerHolds non-marketable Invs for its partners; Manage investment holdings and update partners; 5 hr/mo
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Schaller Steiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2024 - Present
DISRUPTIVE SECURITIES
Office #1: 368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001BD
CRD#: 299155
New York, NY
Past
March 31, 2022 - September 16, 2024
IOI CAPITAL AND MARKETS, LLC
BD
CRD#: 290944
HOUSTON, TX
Past
October 12, 2020 - April 1, 2022
SPEARHEAD CAPITAL ADVISORS, LLC
RIA
CRD#: 161131
New York, NY
Past
September 21, 2020 - April 1, 2022
SPEARHEAD CAPITAL, LLC
BD
CRD#: 145560
WELLINGTON, FL
Past
September 23, 2009 - December 31, 2010
ATRIUM GLOBAL BOND FUND, LLC
RIA
CRD#: 149981
NAPLES, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/18/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DS
DISRUPTIVE SECURITIES
DISRUPTIVE SECURITIES | DISRUPTIVE SECURITIES, LLC
CRD#: 299155 / SEC#: , 8-70241
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
Mailing Address
369 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
Phone number
(973) 650-4385
Established
Delaware since 09/24/2018
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
