DE
David C. Edelman
CETERA INVESTMENT ADVISERS LLC
ST. PAUL, MN
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CRD#: 5660889
DE
Professional summary
David Christopher Edelman, who also goes by David Edelman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in St. Paul, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Edelman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: THE SERVION GROUP DBA SERVION FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION SERVICE ORGANIZATION / DBA FOR INSURANCE & FINANCIAL SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SERVING THE INVESTMENT NEEDS OF CLIENTS; 3. NAME OF OTHER BUSINESS: MILL CITY CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 7/2021; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SERVE MILL CITY CREDIT UNION MEMBERS FINANCIAL NEEDS; 4. NAME OF OTHER BUSINESS: MILL CITY INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: 10653 WAYZATA BLVD MINNETONKA, MN 55305; NATURE OF BUSINESS: FINANCIAL SERVICES; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 8/2021; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES FOR MILL CITY CREDIT UNION MEMBERS;
CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Edelman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 500 Main St Ste 100, New Brighton, MN 55112Office #3: City&county Credit Union 8500 Hudson Blvd N, Lake Elmo, MN 55042RIA
CRD#: 105644
ST. PAUL, MN
Current
January 27, 2012 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 144 11th St E, St. Paul, MN 55101Office #2: 5500 S Robert Tr, Inver Grove Heights, MN 55164Office #3: 700 Apollo Dr, Lino Lakes, MN 55014Office #4: 1661 Cope Ave, Maplewood, MN 55104Office #5: City&county Credit Union 8500 Hudson Blvd N, Lake Elmo, MN 55042Office #6: 500 Main St Ste 100, New Brighton, MN 55112BD
CRD#: 13572
St. Paul, MN
Past
January 27, 2012 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GOLDEN VALLEY, MN
Past
September 30, 2010 - February 10, 2012
WADDELL & REED
RIA
CRD#: 866
ARDEN HILLS, MN
Past
June 25, 2009 - February 10, 2012
WADDELL & REED
BD
CRD#: 866
ARDEN HILLS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/25/2025)
RR
District of Columbia(1/3/2019)
RR
Florida(1/4/2021)
RR
Illinois(1/27/2012)
RR
Iowa(7/26/2022)
RR
Minnesota(1/27/2012)
IAR
Minnesota(6/29/2023)
RR
Missouri(8/5/2022)
RR
New Mexico(8/1/2022)
RR
New York(8/5/2022)
RR
North Carolina(8/5/2022)
RR
North Dakota(8/5/2022)
RR
South Dakota(1/2/2015)
RR
Tennessee(1/2/2024)
RR
Texas(8/5/2022)
IAR
Texas(6/29/2023)
RR
Washington(8/12/2022)
RR
Wisconsin(1/27/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/29/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
