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Darin L Wright

CRD# 5660033·Registered 2017 - 2020
Previously Registered: Being a previously registered professional could mean that Darin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darin L Wright, who also goes by Darin Lerone Wright, Darin Wright, was a registered financial advisor. Darin was a previously registered financial professional and started their career in finance 2017 - 2020. Darin had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darin Lerone Wright, Darin Wright

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

VERITY INVESTMENTS, INC.·CRD# 41527
BD
Pleasanton, CA
March 16, 2020 - December 31, 2020
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Walnut Creek, CA
July 27, 2018 - June 13, 2019
PRUCO SECURITIES, LLC.·CRD# 5685
BD
San Ramon, CA
August 1, 2017 - July 19, 2018

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Current Firm

VI
VERITY INVESTMENTS, INC.

BROKERAGE360 | VERITY INVESTMENTS, INC.

CRD#: 41527 / SEC#: 8-49474
BD
Terminated by SEC on 02/15/2026

Contact Information

Established

North Carolina since 06/27/2011

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
VERITY FINANCIAL GROUP, INC.PARENT COMPANY—
MUNSEY, JEFF ALANVICE PRESIDENT2777033
SIMONSON, AMY LOUISEVICE PRESIDENT/ PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2326511
WEGWART, GORDON THOMASPRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER1108685

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2017About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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