Christopher Barratt
Professional summary
Christopher Barratt, who also goes by Chris T Barratt, Chris Barratt, Christopher T Barratt, Christopher Thomas Campbell Barratt, is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in New York, New York and CITICORP SECURITIES SERVICES, INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 6 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Barratt's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2022 - Present
CITIGROUP GLOBAL MARKETS INC.
Office #1: 388 Greenwich Street Tower Building, New York, NY 10013August 26, 2024 - Present
CITICORP SECURITIES SERVICES, INC.
Office #1: 390 - 388 Greenwich Street 388 Greenwich Street, New York, NY 10013December 24, 2019 - May 23, 2022
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
October 12, 2018 - May 23, 2022
BOFA SECURITIES, INC.
December 22, 2010 - August 19, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 27, 2009 - October 14, 2010
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CITICORP SECURITIES SERVICES, INC.
CRD#: 15387 / SEC#: , 8-32117
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP FINANCIAL PRODUCTS INC. | 100% SHAREHOLDER | |
| BARRATT, CHRISTOPHER | CHIEF OPERATIONS OFFICER | 5659131 |
| BROPHY, RYAN JAMES | CCO | 2668207 |
| CONWAY, JOHN JAMES | CHIEF FINANCIAL OFFICER (FINOP) | 1584619 |
| LARA, PABLO I | DIRECTOR | 5398044 |
| MAILLEUX, SEBASTIEN ANDRE PAUL | DIRECTOR | 7545656 |
| MAILLEUX, SEBASTIEN ANDRE PAUL | CHIEF EXECUTIVE OFFICER/CHAIRMAN/PRESIDENT | 7545656 |
| WADE, WILLIAM THOMAS | DIRECTOR | 2095481 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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