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FIRM PROFILE
Overview
CITICORP SECURITIES SERVICES, INC. is located at 390 - 388 Greenwich Street 388 Greenwich Street, New York, NY 10013 and was first established at New York, Delaware in 04/16/1984. After operating for 42 years, CITICORP SECURITIES SERVICES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CITICORP SECURITIES SERVICES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CITICORP SECURITIES SERVICES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CITICORP SECURITIES SERVICES, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CITICORP SECURITIES SERVICES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CITICORP SECURITIES SERVICES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CITICORP SECURITIES SERVICES, INC. Comes From
Understanding the Statistics for CITICORP SECURITIES SERVICES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
390 - 388 Greenwich Street 388 Greenwich Street, New York, NY 10013
Registration Department 540 Crosspoint Parkway, Getzville, NY 14068
Small
(212) 723-7600
Delaware since 04/16/1984
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CITIGROUP FINANCIAL PRODUCTS INC. | 100% SHAREHOLDER | ||
| BARRATT, CHRISTOPHER | CHIEF OPERATIONS OFFICER | 5659131 | |
| BROPHY, RYAN JAMES | CCO | 2668207 | |
| CONWAY, JOHN JAMES | CHIEF FINANCIAL OFFICER (FINOP) | 1584619 | |
| LARA, PABLO I | DIRECTOR | 5398044 | |
| MAILLEUX, SEBASTIEN ANDRE PAUL | DIRECTOR | 7545656 | |
| MAILLEUX, SEBASTIEN ANDRE PAUL | CHIEF EXECUTIVE OFFICER/CHAIRMAN/PRESIDENT | 7545656 | |
| WADE, WILLIAM THOMAS | DIRECTOR | 2095481 |
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Advisor's working at CITICORP SECURITIES SERVICES, INC.
John James Conway
William Thomas Wade
Santo Vito Trombetta
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