KF
Kathleen M. Flynn
EAGLE STRATEGIES LLC
GETZVILLE, NY 14068-1597
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CRD#: 5658152
KF
Professional summary
Kathleen Marie Flynn, who also goes by Kathleen Flynn, Kathleen Killeen, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Getzville, New York and NYLIFE SECURITIES LLC located in Amherst, New York.
Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kathleen has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathleen Flynn | Kathleen Killeen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Town Square for Aging; Not-for-profit serving the needs of the aging population of Western New York; 1412 Sweet Home Rd, Amherst, NY 14228; Start Date 08/2018; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF LONGEVITY FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; AMHERST, NY; START DATE: 09/2018] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1412 Sweet Home Rd, Suite 11, Amherst, NY 14228; Start Date 07/2009; Role/Title: Independent Contractor; Investment Related; 45 hours per month; 45 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF CLARITY GROUP, INC. FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; AMHERST, NY; START DATE: 05/2019] [Center for Entrepreneurial Leadership (CEL) Alumni Association; CEL is a leadership education program through the University at Buffalo. The organization hosts education and networking programs for business leaders.; 77 Goodell St, Buffalo, NY 14203; Start Date 06/2020; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours;As a member of the Alumni group, I would participate in Boar meetings and be asked to join committees to promote fundraising events. I expect to be asked to participate in events that encourage participation in future classes; secretary]
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Marie Flynn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 2710 North Forest Road Suite 405, Getzville, NY 14068-1597RIA
CRD#: 110826
GETZVILLE, NY
Current
February 7, 2014 - Present
NYLIFE SECURITIES LLC
Office #1: 1412 Sweet Home Road Suite 11, University Commons At Rensch, Amherst, NY 14228BD
CRD#: 5167
Amherst, NY
Past
August 6, 2009 - January 24, 2014
WADDELL & REED
BD
CRD#: 866
FAIRPORT, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(7/15/2022)
RR
Florida(3/24/2021)
RR
Georgia(1/14/2021)
RR
Kentucky(4/16/2014)
RR
Massachusetts(11/4/2015)
RR
Missouri(2/17/2023)
RR
New Jersey(3/26/2014)
IAR
New Jersey(4/1/2014)
RR
New York(2/7/2014)
IAR
New York(8/3/2021)
RR
North Carolina(9/29/2021)
RR
South Carolina(6/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Getzville, NY 14068-1597TRUST BUT VERIFY
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