James T. Schroeder
Professional summary
James Turner Schroeder, who also goes by J.t. Schroeder, is a registered financial professional currently at NORTHVIEW ADVISORS LLC located in Alpharetta, Georgia.
James is registered as a RR (Registered Representative) and started their career in finance in 2009. James has worked at 9 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Turner Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
NORTHVIEW ADVISORS LLC
Office #1: 12220 Birmingham Hwy Bldg 30, Alpharetta, GA 30004July 17, 2017 - May 1, 2024
WORLD EQUITY GROUP, INC.
February 19, 2014 - April 2, 2015
NORTHPOINT CAPITAL ADVISORS, LLC
February 3, 2014 - August 21, 2017
TERRANOVA CAPITAL EQUITIES, INC
October 4, 2012 - October 14, 2013
MERRIMAN CAPITAL, INC.
February 15, 2011 - September 29, 2012
INTELLIVEST SECURITIES, INC.
January 20, 2011 - February 10, 2011
NORTH NASSAU ADVISORS, LLC
December 9, 2009 - December 22, 2010
MOODY CAPITAL SOLUTIONS, INC
May 13, 2009 - November 18, 2009
EQUITY SERVICES, INC.
April 24, 2009 - November 18, 2009
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NORTHVIEW ADVISORS LLC
CRD#: 323786 / SEC#: , 8-71005
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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