CO
Clifton N. Ourso
STATE FARM INVESTMENT MANAGEMENT
Baton Rouge, LA 70809-1409
Some features on this profile are disabled
CRD#: 5655351
CO
Professional summary
Clifton Noel Ourso JR, who also goes by Cliff Ourso, Clifton N Ourso Jr, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Baton Rouge, Louisiana and STATE FARM VP MANAGEMENT CORP. located in Baton Rouge, Louisiana.
Clifton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Clifton has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cliff Ourso | Clifton N Ourso Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) C&M MANAGEMENT; INVESTMENT RELATED; PO BOX 790, DONALDSONVILLE, LA, 70346; 10/2003; INVESTMENT OR COMMERCIAL PROPERTY; 2% OWNER; 0 HRS DURING OR AFTER TRADING HOURS; REAL ESTATE HOLDING COMPANY WITH NO PERSONAL DUTIES. (2) USOZ LLC DBA OURSO FLOWER SHOP; NON-INVESTMENT RELATED; 120 CHETIMACHES ST, DONALDSONVILLE, LA, 70346; RETAIL; 49% OWNER; 01/1998; SALES; 2 HOURS/MO, 0 DURING TRADING HOURS; OCCATIONAL HELPING WITH DELIVERIES FOR FLOWER SHOP. (3) Ourso Enterprises, LLC; Investment related; 2121 Drusilla Ln, Baton Rouge, LA 70809; LLC is the owner of Agent's office building. Leases out back offices to Jim Talbot Real Estate & SF Agent Clifton Ourso Jr. (Ourso Insurance and Financial Services, Inc.); Owner 100%; 12/1/14; Only duties/responsibilities involved are collecting 1 rent check per month and paying monthly mortgage. LLC is set up only for ownership of office building and has 2 tenants; 1 hr/mo; 0 hrs/mo. (4) Ourso Enterprises, LLC; non-investment related; 2121 Drusilla Ln, Baton Rouge, LA 70809; LLC is the owner of Agent's office building. Leases out back offices to Jim Talbot Real Estate & SF Agent Clifton Ourso Jr. (Ourso Insurance and Financial Services, Inc.); Owner 100%; 12/1/14; Only duties/responsibilities involved are collecting 1 rent check per month and paying monthly mortgage. LLC is set up only for ownership of office building and has 2 tenants - Talbot & Talbot, Inc. and Ourso Insurance and Financial Services, Inc. (Clifton Ourso Jr's State Farm Agency.; 1 hr/mo; 0 hrs/mo. 5) CCO Properties; Investment related, 5535 Riverbend Blvd Baton Rouge LA 70820; Investment or Commercial Property; President; 11/25/2019; 2;0hrs; Control of the checkbook, Review bank statements, make deposits in the checking account, pay bills/Co-Signor on checking account; this will be an llc formed to purchase an existing home, tear down and build a new home. 6) Ourso Mortgage Services LLC; INVESTMENT RELATED; 2121 Drusilla Ln Baton Rouge LA 70809; Investment or Commercial Property; Owner, 06-04-2020; lending and borrowing activities; 10;5 7) CNO Insurance Group LLC; Investment related; 2121 Drusilla Ln Baton Rouge LA 70809; Partner; 10/25/2021; 1;0;The only duties will be payroll processing for 3 State Farm Agencies - 1 agency is mine RNNM and the other 2 are Cliff Ourso (B219) Legacy & MOA office. 8) Clifton Ourso's Insurance Agency; Insurance Agency; Investment-related; 2121 Drusilla Ln Baton Rouge, LA 70809-1409; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2015; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Clifton Noel Ourso JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2121 Drusilla Ln, Baton Rouge, LA 70809-1409RIA
CRD#: 3487
Baton Rouge, LA
Current
May 4, 2009 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2121 Drusilla Ln, Baton Rouge, LA 70809-1409BD
CRD#: 43036
Baton Rouge, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/8/2021)
IAR
Arkansas(9/16/2021)
RR
Louisiana(4/8/2015)
IAR
Louisiana(9/16/2021)
RR
Mississippi(9/8/2021)
IAR
Mississippi(9/16/2021)
RR
Texas(8/31/2021)
IAR
Texas(9/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Baton Rouge, LA 70809-1409TRUST BUT VERIFY
Monitor Clifton Ourso
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
