Steven K. Pointer
Professional summary
Steven Kurtis Pointer, who also goes by Kurt Pointer, Steve Pointer, Steven K Pointer, is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2014. Steven has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Kurtis Pointer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2026 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 200 Park Avenue Suite 450, New York, NY 10166August 3, 2018 - May 28, 2026
CANTOR FITZGERALD INVESTMENT ADVISORS
January 5, 2017 - May 28, 2026
CANTOR FITZGERALD & CO.
November 3, 2015 - January 6, 2017
LPL FINANCIAL LLC
October 3, 2014 - January 6, 2017
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2026)
(6/18/2026)
(6/18/2026)
(6/18/2026)
Exams
FINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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